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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 123 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2441 PUTNAM ETF TRUST 15,214.0 $176K NEW $11.57
2442 MXI ISHARES TR 1,820.0 $176K NEW $96.66 +15.3%
2443 MTX MINERALS TECHNOLOGIES INC Basic Materials 2,878.0 $175K NEW $60.95 +26.2%
2444 FTDS FIRST TR EXCHANGE-TRADED FD 3,093.0 $175K NEW $56.50 +5.7%
2445 PUK PRUDENTIAL PLC Financial Services 5,612.0 $175K NEW $31.12 -13.9%
2446 FIRST TR EXCHNG TRADED FD VI 7,431.0 $175K NEW $23.50
2447 BLACKROCK MUNI INCOME TR II 16,643.0 $174K NEW $10.44
2448 MGY MAGNOLIA OIL & GAS CORP Energy 7,869.0 $172K NEW $21.89 +22.7%
2449 NJR NEW JERSEY RES CORP Utilities 3,733.0 $172K NEW $46.12 +19.9%
2450 PETROLEO BRASILEIRO SA PETRO 15,249.0 $172K NEW $11.27
2451 CAPITAL CLEAN ENERGY CARRIER 8,210.0 $171K NEW $20.87
2452 ARW ARROW ELECTRS INC Technology 1,554.0 $171K NEW $110.18 +105.1%
2453 FN FABRINET Technology 376.0 $171K NEW $455.28 +28.4%
2454 OMFL INVESCO EXCH TRD SLF IDX FD 2,795.0 $171K NEW $61.15 +11.1%
2455 IWL ISHARES TR 1,000.0 $171K NEW $170.63 +7.4%
2456 OVV OVINTIV INC Energy 4,352.0 $171K NEW $39.20 +36.7%
2457 CCC CCC INTELLIGENT SOLUTIONS HL Technology 21,448.0 $171K NEW $7.95 -44.8%
2458 GPK GRAPHIC PACKAGING HLDG CO Consumer Cyclical 11,317.0 $170K NEW $15.06 -29.3%
2459 BFOR ALPS ETF TR 2,069.0 $170K NEW $82.37 +11.4%
2460 ENVX ENOVIX CORPORATION Industrials 23,276.0 $170K NEW $7.31 -8.5%
Page 123 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%