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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 121 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2401 SWX SOUTHWEST GAS HLDGS INC Utilities 2,398.0 $192K NEW $80.02 +8.8%
2402 WIP SPDR SERIES TRUST 4,844.0 $191K NEW $39.40 +1.4%
2403 EINC VANECK ETF TRUST 1,970.0 $190K NEW $96.26 +21.2%
2404 MTBA SIMPLIFY EXCHANGE TRADED FUN 3,750.0 $189K NEW $50.41 -2.5%
2405 REXR REXFORD INDL RLTY INC Real Estate 4,878.0 $189K NEW $38.73 -16.2%
2406 HLMN HILLMAN SOLUTIONS CORP Industrials 21,811.0 $189K NEW $8.66 -10.6%
2407 BCPC BALCHEM CORP Basic Materials 1,231.0 $189K NEW $153.38 +7.2%
2408 REM ISHARES TR 8,510.0 $189K NEW $22.18 -3.8%
2409 GOSS GOSSAMER BIO INC Healthcare 60,866.0 $189K NEW $3.10 -94.2%
2410 AX AXOS FINANCIAL INC Financial Services 2,186.0 $188K NEW $86.16 +2.1%
2411 ATLANTA BRAVES HLDGS INC 4,428.0 $188K NEW $42.49
2412 UFPI UFP INDUSTRIES INC Basic Materials 2,063.0 $188K NEW $91.09 -7.8%
2413 VMO INVESCO MUN OPPORTUNITY TR Financial Services 19,611.0 $188K NEW $9.57 +1.8%
2414 NFRA FLEXSHARES TR 3,099.0 $188K NEW $60.51 +7.3%
2415 UMBF UMB FINL CORP Financial Services 1,628.0 $187K NEW $115.04 +15.2%
2416 EOSE EOS ENERGY ENTERPRISES INC Industrials 16,265.0 $186K NEW $11.46 -33.7%
2417 KBDC KAYNE ANDERSON BDC INC Financial Services 13,006.0 $186K NEW $14.32 -3.4%
2418 CPB THE CAMPBELLS COMPANY Consumer Defensive 6,680.0 $186K NEW $27.87 -24.3%
2419 CRUS CIRRUS LOGIC INC Technology 1,567.0 $186K NEW $118.50 +35.2%
2420 TOWN TOWNEBANK PORTSMOUTH VA Financial Services 5,531.0 $185K NEW $33.37 +3.4%
Page 121 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%