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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 119 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2361 GJUL FIRST TR EXCHNG TRADED FD VI 4,965.0 $205K NEW $41.33 +4.7%
2362 SJNK SPDR SERIES TRUST 8,085.0 $205K NEW $25.32 -1.3%
2363 BLACKROCK MUNIHLDGS NY QLTY 20,000.0 $205K NEW $10.23
2364 PWZ INVESCO EXCH TRADED FD TR II 8,455.0 $204K NEW $24.16 +0.7%
2365 BGRN ISHARES TR 4,251.0 $204K NEW $47.94 -1.2%
2366 POST POST HLDGS INC Consumer Defensive 2,056.0 $204K NEW $99.05 -10.2%
2367 UMI USCF ETF TR 4,137.0 $203K NEW $49.08 +17.8%
2368 BCAL CALIFORNIA BANCORP Financial Services 10,838.0 $202K NEW $18.67 +4.4%
2369 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 13,057.0 $201K NEW $15.38 -0.7%
2370 SHAK SHAKE SHACK INC Consumer Cyclical 2,473.0 $201K NEW $81.17 -27.6%
2371 GDXY TIDAL TRUST II 12,500.0 $200K NEW $16.02 -29.2%
2372 DCI DONALDSON INC Industrials 2,255.0 $200K NEW $88.68 -3.8%
2373 MT ARCELORMITTAL SA LUXEMBOURG Basic Materials 4,383.0 $200K NEW $45.58 +42.7%
2374 LUMN LUMEN TECHNOLOGIES INC Communication Services 25,660.0 $199K NEW $7.77 +4.2%
2375 MUC BLACKROCK MUNIHLDNGS CALI QL Financial Services 18,771.0 $199K NEW $10.60 +1.5%
2376 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 20,000.0 $198K NEW $9.91 +0.5%
2377 ASX ASE TECHNOLOGY HLDG CO LTD Technology 12,299.0 $198K NEW $16.10 +132.5%
2378 IFF INTERNATIONAL FLAVORS&FRAGRA Basic Materials 2,937.0 $198K NEW $67.40 +12.8%
2379 NOK NOKIA CORP Technology 30,518.0 $197K NEW $6.47 +113.8%
2380 MOH MOLINA HEALTHCARE INC Healthcare 1,134.0 $197K NEW $173.54 +12.7%
Page 119 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%