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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 112 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 VSDA VICTORY PORTFOLIOS II 4,989.0 $263K NEW $52.78 +7.0%
2222 MOD MODINE MFG CO Consumer Cyclical 1,972.0 $263K NEW $133.51 +112.6%
2223 LSCC LATTICE SEMICONDUCTOR CORP Technology 3,576.0 $263K NEW $73.58 +90.1%
2224 DBP INVESCO DB MULTI-SECTOR COMM Financial Services 2,548.0 $262K NEW $102.84 -3.6%
2225 OZK BANK OZK LITTLE ROCK ARK Financial Services 5,692.0 $262K NEW $46.02 +6.5%
2226 HMC HONDA MOTOR LTD Consumer Cyclical 8,874.0 $262K NEW $29.49 -11.2%
2227 KBWD INVESCO EXCH TRADED FD TR II 19,125.0 $261K NEW $13.66 -10.4%
2228 SMTH ALPS ETF TR 9,994.0 $261K NEW $26.07 -1.2%
2229 CACI CACI INTL INC Technology 488.0 $260K NEW $532.81 -7.1%
2230 DFJ WISDOMTREE TR 2,687.0 $259K NEW $96.36 +11.2%
2231 UYLD ANGEL OAK FUNDS TRUST 5,058.0 $259K NEW $51.15 -0.1%
2232 AWI ARMSTRONG WORLD INDS INC NEW Industrials 1,352.0 $258K NEW $191.14 -19.5%
2233 GHM GRAHAM CORP Industrials 4,014.0 $258K NEW $64.23 +80.4%
2234 FORM FORMFACTOR INC Technology 4,622.0 $258K NEW $55.78 +150.9%
2235 VTC VANGUARD SCOTTSDALE FDS 3,317.0 $258K NEW $77.65 -1.3%
2236 PSF COHEN & STEERS SELECT PFD & Financial Services 12,690.0 $257K NEW $20.28 -2.1%
2237 BKCH GLOBAL X FDS 4,007.0 $256K NEW $63.89 +33.5%
2238 EVN EATON VANCE MUNI INCOME TRUS Financial Services 23,636.0 $254K NEW $10.76 +1.7%
2239 KMX CARMAX INC Consumer Cyclical 6,578.0 $254K NEW $38.64 +22.7%
2240 OALC UNIFIED SER TR 7,167.0 $254K NEW $35.45 +13.3%
Page 112 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%