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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 109 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 SMTI SANARA MEDTECH INC Healthcare 12,794.0 $299K 0.00% NEW $23.35 -9.1%
2162 IBMP ISHARES TR 11,757.0 $299K 0.00% NEW $25.39 -0.1%
2163 FCG FIRST TR EXCHANGE-TRADED FD 12,724.0 $298K 0.00% NEW $23.41 +16.5%
2164 ISCF ISHARES TR 7,170.0 $297K 0.00% NEW $41.48 +5.6%
2165 FMDE FIDELITY COVINGTON TRUST 8,123.0 $296K 0.00% NEW $36.38 +9.6%
2166 VFC V F CORP Consumer Cyclical 16,323.0 $295K 0.00% NEW $18.08 -2.1%
2167 AMBA AMBARELLA INC Technology 4,163.0 $295K 0.00% NEW $70.84 -7.0%
2168 SCHR SCHWAB STRATEGIC TR 11,708.0 $294K 0.00% NEW $25.08 -2.2%
2169 TTC TORO CO Industrials 3,723.0 $293K 0.00% NEW $78.73 +15.4%
2170 NBH NEUBERGER MUN FD INC Financial Services 28,902.0 $292K 0.00% NEW $10.12 +2.8%
2171 AIA ISHARES TR 2,995.0 $292K 0.00% NEW $97.52 +46.2%
2172 RCUS ARCUS BIOSCIENCES INC Healthcare 12,224.0 $291K 0.00% NEW $23.83 +1.2%
2173 TTMI TTM TECHNOLOGIES INC Technology 4,217.0 $291K 0.00% NEW $69.00 +193.8%
2174 ITUB ITAU UNIBANCO HLDG S A Financial Services 40,594.0 $291K 0.00% NEW $7.16 +11.3%
2175 MOTI VANECK ETF TRUST 7,922.0 $291K 0.00% NEW $36.68 -8.2%
2176 CART MAPLEBEAR INC Consumer Cyclical 6,451.0 $290K 0.00% NEW $44.98 -4.8%
2177 XIDE FIRST TR EXCHNG TRADED FD VI 9,609.0 $290K 0.00% NEW $30.16 +0.5%
2178 SNOV FIRST TR EXCHNG TRADED FD VI 11,700.0 $289K 0.00% NEW $24.72 +8.3%
2179 AOM ISHARES TR 6,029.0 $288K 0.00% NEW $47.73 +4.1%
2180 PTGX PROTAGONIST THERAPEUTICS INC Healthcare 3,292.0 $288K 0.00% NEW $87.34 +27.6%
Page 109 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%