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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 107 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 BANX ARROWMARK FINANCIAL CORP Financial Services 14,762.0 $322K 0.00% NEW $21.82 -10.3%
2122 THO THOR INDS INC Consumer Cyclical 3,130.0 $321K 0.00% NEW $102.67 -30.0%
2123 AVES AMERICAN CENTY ETF TR 5,504.0 $321K 0.00% NEW $58.32 +15.8%
2124 HLNE HAMILTON LANE INC Financial Services 2,368.0 $318K 0.00% NEW $134.37 -39.4%
2125 NYF ISHARES TR 5,946.0 $318K 0.00% NEW $53.51 +0.2%
2126 RFG INVESCO EXCHANGE TRADED FD T 6,067.0 $318K 0.00% NEW $52.44 +21.8%
2127 BIO BIO RAD LABS INC Healthcare 1,047.0 $317K 0.00% NEW $302.99 -6.0%
2128 IAK ISHARES TR 2,329.0 $317K 0.00% NEW $136.17 -0.8%
2129 BL BLACKLINE INC Technology 5,728.0 $317K 0.00% NEW $55.29 -51.5%
2130 EWZ ISHARES INC 9,966.0 $317K 0.00% NEW $31.77 +7.4%
2131 SBRA SABRA HEALTH CARE REIT INC Real Estate 16,674.0 $316K 0.00% NEW $18.94 -4.7%
2132 XISE FIRST TR EXCHNG TRADED FD VI 10,352.0 $315K 0.00% NEW $30.40 +0.1%
2133 OAKTREE SPECIALTY LENDING CO 24,693.0 $315K 0.00% NEW $12.74
2134 PTF INVESCO EXCHANGE TRADED FD T 4,110.0 $314K 0.00% NEW $76.49 +72.7%
2135 UGI UGI CORP NEW Utilities 8,334.0 $312K 0.00% NEW $37.43 -10.2%
2136 TKO TKO GROUP HOLDINGS INC Communication Services 1,490.0 $311K 0.00% NEW $209.06 -6.9%
2137 DGRS WISDOMTREE TR 6,275.0 $311K 0.00% NEW $49.62 +15.3%
2138 AXTA AXALTA COATING SYS LTD Basic Materials 9,614.0 $311K 0.00% NEW $32.31 +5.2%
2139 KNSL KINSALE CAP GROUP INC Financial Services 792.0 $310K 0.00% NEW $391.59 -21.0%
2140 KXI ISHARES TR 4,786.0 $309K 0.00% NEW $64.65 +3.7%
Page 107 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%