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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 104 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2061 IYC ISHARES TR 3,575.0 $369K 0.00% NEW $103.13 -2.7%
2062 INDY ISHARES TR 7,460.0 $368K 0.00% NEW $49.29 -12.4%
2063 AM ANTERO MIDSTREAM CORP Energy 20,661.0 $368K 0.00% NEW $17.79 +20.0%
2064 PSI INVESCO EXCHANGE TRADED FD T 4,652.0 $367K 0.00% NEW $78.86 +115.3%
2065 OLED UNIVERSAL DISPLAY CORP Technology 3,129.0 $366K 0.00% NEW $116.82 -26.3%
2066 VLUE ISHARES TR 2,672.0 $365K 0.00% NEW $136.75 +45.1%
2067 SE SEA LTD Consumer Cyclical 2,860.0 $365K 0.00% NEW $127.62 -28.3%
2068 ILOW AB ACTIVE ETFS INC 8,556.0 $364K 0.00% NEW $42.59 +6.7%
2069 VOTE TCW ETF TRUST 4,539.0 $364K 0.00% NEW $80.22 +9.1%
2070 BINV 2023 ETF SERIES TRUST 9,064.0 $364K 0.00% NEW $40.14 +6.5%
2071 PLNT PLANET FITNESS INC Consumer Cyclical 3,354.0 $364K 0.00% NEW $108.47 -53.9%
2072 DINO HF SINCLAIR CORP Energy 7,890.0 $364K 0.00% NEW $46.08 +43.3%
2073 TROW PRICE T ROWE GROUP INC Financial Services 3,522.0 $361K 0.00% NEW $102.39 +5.6%
2074 IBLC ISHARES TR 8,806.0 $360K 0.00% NEW $40.91 +30.0%
2075 BBIN J P MORGAN EXCHANGE TRADED F 4,980.0 $360K 0.00% NEW $72.32 +9.5%
2076 FXA INVESCO CURRENCYSHARES AUSTR Financial Services 5,434.0 $359K 0.00% NEW $66.10 +5.0%
2077 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 24,023.0 $357K 0.00% NEW $14.87 +3.0%
2078 FLS FLOWSERVE CORP Industrials 5,143.0 $357K 0.00% NEW $69.39 +14.4%
2079 OXLC OXFORD LANE CAP CORP Financial Services 24,218.0 $355K 0.00% NEW $14.64 -42.6%
2080 IREN IREN LIMITED Financial Services 9,362.0 $354K 0.00% NEW $37.77 +57.3%
Page 104 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%