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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 101 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 FOXA FOX CORP Communication Services 5,695.0 $416K 0.00% NEW $73.08 -29.4%
2002 NBN NORTHEAST BK PORTLAND ME Financial Services 4,000.0 $416K 0.00% NEW $103.93 +22.3%
2003 BLACKROCK MUNIHOLDINGS QUALI 41,318.0 $414K 0.00% NEW $10.03
2004 APTIV PLC 5,439.0 $414K 0.00% NEW $76.09
2005 PSCI INVESCO EXCH TRADED FD TR II 2,749.0 $413K 0.00% NEW $150.08 +19.8%
2006 FLRT PACER FDS TR 8,739.0 $412K 0.00% NEW $47.14 -0.5%
2007 FG F&G ANNUITIES & LIFE INC Financial Services 13,314.0 $411K 0.00% NEW $30.85 -11.3%
2008 UDR UDR INC Real Estate 11,174.0 $410K 0.00% NEW $36.68 +3.3%
2009 CRF CORNERSTONE TOTAL RETURN FD Financial Services 51,106.0 $409K 0.00% NEW $8.01 -11.4%
2010 CNP CENTERPOINT ENERGY INC Utilities 10,637.0 $408K 0.00% NEW $38.34 +12.1%
2011 IYT ISHARES TR 5,466.0 $407K 0.00% NEW $74.52 +13.8%
2012 MCI BARINGS CORPORATE INVS Financial Services 22,392.0 $406K 0.00% NEW $18.15 -2.6%
2013 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 10,018.0 $406K 0.00% NEW $40.54 +18.5%
2014 BLACKROCK ETF TRUST 5,446.0 $404K 0.00% NEW $74.10
2015 FLAGSTAR BANK NATIONAL ASSOC 10,074.0 $403K 0.00% NEW $40.05
2016 BYLD ISHARES TR 17,653.0 $402K 0.00% NEW $22.78 -0.6%
2017 SAIA SAIA INC Industrials 1,231.0 $402K 0.00% NEW $326.52 +34.9%
2018 EMHY ISHARES INC 9,901.0 $400K 0.00% NEW $40.37 +1.0%
2019 RGNX REGENXBIO INC Healthcare 27,720.0 $399K 0.00% NEW $14.40 -41.0%
2020 AIR LEASE CORP 6,210.0 $399K 0.00% NEW $64.24
Page 101 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%