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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 88 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 FS SPECIALTY LENDING FD 7,330.0 $92K +7K +1192.8% $12.51
1742 TSMY TIDAL TRUST II 6,000.0 $92K +2K +50.0% $15.27 +7.8%
1743 PAG PENSKE AUTOMOTIVE GRP INC Consumer Cyclical 611.0 $91K +102.0 +20.0% $149.75 +8.0%
1744 SMPL SIMPLY GOOD FOODS CO Consumer Defensive 6,341.0 $91K +3K +114.9% $14.35 -22.1%
1745 WASH WASHINGTON TR BANCORP INC Financial Services 2,719.0 $91K +419.0 +18.2% $33.46 -4.0%
1746 RGEN REPLIGEN CORP Healthcare 771.0 $91K +192.0 +33.2% $117.82 -5.2%
1747 ALKS ALKERMES PLC Healthcare 2,566.0 $91K +1K +81.9% $35.36 +4.5%
1748 BSCT INVESCO EXCH TRD SLF IDX FD 4,857.0 $91K +3K +110.0% $18.66 -0.6%
1749 ASTRANA HEALTH INC 3,674.0 $90K +866.0 +30.8% $24.52
1750 NOV NOV INC Energy 4,786.0 $90K +2K +47.5% $18.81 +10.9%
1751 JHG JANUS HENDERSON GROUP PLC Financial Services 1,733.0 $89K +798.0 +85.3% $51.38 +0.6%
1752 VRNS VARONIS SYS INC Technology 4,124.0 $89K +363.0 +9.7% $21.47 +44.9%
1753 ATEN A10 NETWORKS INC Technology 3,827.0 $88K +3K +292.1% $23.12 +22.5%
1754 TFIN TRIUMPH FINANCIAL INC Financial Services 1,480.0 $88K +1K +369.8% $59.66 +9.8%
1755 AVK ADVENT CONV & INCOME FD Financial Services 7,884.0 $88K +3K +60.0% $11.16 +13.3%
1756 NMIH NMI HLDGS INC Financial Services 2,331.0 $87K +1K +101.0% $37.51 +0.7%
1757 SKYW SKYWEST INC Industrials 952.0 $87K +184.0 +24.0% $91.83 -9.3%
1758 INDB INDEPENDENT BK CORP MASS Financial Services 1,158.0 $87K +322.0 +38.5% $75.27 +4.5%
1759 GLUE MONTE ROSA THERAPEUTICS INC Healthcare 5,295.0 $87K +4K +399.1% $16.45 +14.8%
1760 LBRDA LIBERTY BROADBAND CORP Communication Services 1,713.0 $86K +898.0 +110.2% $50.22 -30.7%
Page 88 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%