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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 82 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 MORN MORNINGSTAR INC Financial Services 768.0 $130K +381.0 +98.5% $169.18 +2.5%
1622 ECPG ENCORE CAP GROUP INC Financial Services 1,851.0 $130K +922.0 +99.2% $70.12 +16.3%
1623 ANF ABERCROMBIE & FITCH CO Consumer Cyclical 1,419.0 $130K +1K +353.4% $91.37 -16.3%
1624 GXO GXO LOGISTICS INCORPORATED Industrials 2,490.0 $129K +257.0 +11.5% $51.85 -9.9%
1625 IDR IDAHO STRATEGIC RESOURCES Basic Materials 4,000.0 $128K +3K +300.0% $32.12 +16.3%
1626 SM SM ENERGY COMPANY Energy 4,095.0 $128K +3K +367.5% $31.19 +11.6%
1627 SCHC SCHWAB STRATEGIC TR 2,728.0 $128K +1K +102.5% $46.75 +7.5%
1628 MDYV SPDR SERIES TRUST 1,493.0 $127K +233.0 +18.5% $85.15 +5.6%
1629 BVN COMPANIA DE MINAS BUENAVENTU Basic Materials 3,501.0 $126K +52.0 +1.5% $36.04 -6.5%
1630 TLTW ISHARES TR 5,547.0 $125K +5K +2398.7% $22.62 -3.2%
1631 MSD MORGAN STANLEY EMKT DBT FD I Financial Services 17,870.0 $125K +896.0 +5.3% $7.02 +4.8%
1632 GREAT ELM CAP CORP 25,000.0 $125K +15K +150.0% $5.01
1633 ENVX ENOVIX CORPORATION Industrials 24,063.0 $125K +787.0 +3.4% $5.18 +21.6%
1634 TPH TRI POINTE HOMES INC Consumer Cyclical 2,661.0 $124K +1K +64.8% $46.73 +0.5%
1635 FDUS FIDUS INVT CORP Financial Services 7,112.0 $124K +281.0 +4.1% $17.42 +7.6%
1636 DHC DIVERSIFIED HEALTHCARE TR Real Estate 18,617.0 $124K +15K +398.3% $6.64 +34.0%
1637 PERIMETER SOLUTIONS INC 5,034.0 $123K +2K +72.5% $24.42
1638 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 1,507.0 $122K +722.0 +92.0% $80.98 +0.5%
1639 FRO FRONTLINE PLC Energy 3,500.0 $122K +3K +1527.9% $34.86 +10.3%
1640 FRPT FRESHPET INC Consumer Defensive 2,061.0 $122K +829.0 +67.3% $58.96 -13.0%
Page 82 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%