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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.2B AUM 1,044 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 88 New 396 Added 414 Reduced
Page 5 of 5  ·  88 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AAPL CALL APPLE INC COM Technology 100.0 $9K — NEW — $89.65 +276.9%
82 AMP CALL AMERIPRISE FINL INC COM Financial Services 100.0 $4K — NEW — $42.03 +1076.8%
83 NVDA PUT NVIDIA CORPORATION COM Technology 400.0 $4K — NEW — $9.35 +2299.7%
84 COST CALL COSTCO WHSL CORP NEW COM Consumer Defensive 100.0 $2K — NEW — $22.18 +4031.4%
85 QCOM PUT QUALCOMM INC COM Technology 100.0 $126.0 — NEW — $1.26 +16099.2%
86 EEM PUT ISHARES TR MSCI EMG MKT ETF — 200.0 $33.0 — NEW — $0.17 +40918.2%
87 MS PUT MORGAN STANLEY COM NEW Financial Services 100.0 $28.0 — NEW — $0.28 +69496.4%
88 SCHW PUT SCHWAB CHARLES CORP COM Financial Services 200.0 $16.0 — NEW — $0.08 +123556.2%
Page 5 of 5  ·  88 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Financial Services 19.8%
Consumer Cyclical 9.7%
Industrials 8.7%
Healthcare 8.2%
Communication Services 6.5%
Consumer Defensive 5.6%
Energy 4.0%
Utilities 2.1%
Real Estate 1.1%