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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.0B AUM Filed Nov 5, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1033 New
Page 31 of 52  ·  1,033 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 CNP CENTERPOINT ENERGY INC COM Utilities 14,747.0 $572K 0.01% NEW $38.80 +10.0%
602 FSMB FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 28,463.0 $572K 0.01% NEW $20.08 -0.8%
603 IYC ISHARES TR US CONSUM DISCRE 5,443.0 $570K 0.01% NEW $104.81 -4.9%
604 AON AON PLC SHS CL A Financial Services 1,589.0 $567K 0.01% NEW $356.59 -10.6%
605 MKL MARKEL GROUP INC COM Financial Services 296.0 $566K 0.01% NEW $1911.36 -3.4%
606 SONY SONY GROUP CORP SPONSORED ADR Technology 19,385.0 $558K 0.01% NEW $28.79 -21.8%
607 IWS ISHARES TR RUS MDCP VAL ETF 3,953.0 $552K 0.01% NEW $139.68 +10.8%
608 ALAB ASTERA LABS INC COM Technology 2,809.0 $550K 0.01% NEW $195.80 +31.5%
609 GBIL GOLDMAN SACHS ETF TR ACCES TREASURY 5,452.0 $546K 0.01% NEW $100.23 -0.2%
610 DRI DARDEN RESTAURANTS INC COM Consumer Cyclical 2,862.0 $545K 0.01% NEW $190.38 +1.1%
611 VAW VANGUARD WORLD FD MATERIALS ETF 2,656.0 $544K 0.01% NEW $204.83 +7.9%
612 AZO AUTOZONE INC COM Consumer Cyclical 124.0 $532K 0.01% NEW $4290.24 -22.7%
613 SPTM SPDR SERIES TRUST PORTFOLI S&P1500 6,587.0 $531K 0.01% NEW $80.65 +10.3%
614 ARCC ARES CAPITAL CORP COM Financial Services 25,869.0 $528K 0.01% NEW $20.41 -9.3%
615 ICE INTERCONTINENTAL EXCHANGE IN COM Financial Services 3,123.0 $526K 0.01% NEW $168.46 -9.4%
616 HWC HANCOCK WHITNEY CORPORATION COM Financial Services 8,403.0 $526K 0.01% NEW $62.61 +5.5%
617 BIIB BIOGEN INC COM Healthcare 3,751.0 $525K 0.01% NEW $140.08 +36.0%
618 PRU PRUDENTIAL FINL INC COM Financial Services 5,050.0 $524K 0.01% NEW $103.75 -3.1%
619 KEY KEYCORP COM Financial Services 28,012.0 $524K 0.01% NEW $18.69 +12.1%
620 FXL FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 3,088.0 $519K 0.01% NEW $167.99 +13.9%
Page 31 of 52  ·  1,033 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.7%
Financial Services 19.5%
Consumer Cyclical 9.7%
Industrials 8.4%
Communication Services 7.7%
Healthcare 6.8%
Consumer Defensive 5.8%
Energy 3.9%
Utilities 2.0%
Real Estate 0.9%