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Portfolio (Quarterly) Guide ↗

Providence Capital Advisors, LLC

· CIK 0001730814
13F Portfolio $613M AUM 200 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 86 Added 40 Reduced 22 Exited
Page 7 of 10  ·  200 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 DVY ISHARES TR 1,793.0 $271K 0.04% -1K -45.1% $151.41 +2.5%
122 PHM PULTE GROUP INC Consumer Cyclical 2,241.0 $264K 0.04% $117.61 +0.2%
123 SPLV INVESCO EXCH TRADED FD TR II 3,462.0 $253K 0.04% $73.14 +1.0%
124 ITW ILLINOIS TOOL WKS INC Industrials 966.0 $251K 0.04% $260.29 -3.8%
125 DNP DNP SELECT INCOME FD INC Financial Services 22,000.0 $227K 0.04% $10.30 +5.7%
126 IBM INTERNATIONAL BUSINESS MACHS Technology 875.0 $212K 0.04% -111.0 -11.3% $242.39 +3.4%
127 PM PHILIP MORRIS INTL INC Consumer Defensive 1,270.0 $210K 0.03% $165.34 +9.8%
128 EFV ISHARES TR 2,774.0 $206K 0.03% $74.35 +6.8%
129 USMV ISHARES TR 2,072.0 $192K 0.03% $92.74 +4.0%
130 BSV VANGUARD BD INDEX FDS 2,375.0 $186K 0.03% -1K -29.6% $78.41 -0.5%
131 IWS ISHARES TR 1,245.0 $181K 0.03% -1K -45.4% $145.78 +9.8%
132 XLE SELECT SECTOR SPDR TR 2,594.0 $159K 0.03% -310.0 -10.7% $61.26 -5.5%
133 IWD ISHARES TR 709.0 $151K 0.03% -1K -65.1% $213.64 +11.5%
134 SCHB SCHWAB STRATEGIC TR 5,339.0 $134K 0.02% +122.0 +2.3% $25.10 +15.3%
135 HLAL LISTED FDS TR 2,207.0 $131K 0.02% -37.0 -1.6% $59.32 +21.5%
136 UMMA LISTED FDS TR 3,998.0 $123K 0.02% -44.0 -1.1% $30.65 +23.2%
137 SPYG SPDR SERIES TRUST 1,010.0 $99K 0.02% $97.91 +22.3%
138 SDY SPDR SERIES TRUST 628.0 $92K 0.01% -814.0 -56.5% $145.94 +2.9%
139 VWO VANGUARD INTL EQUITY INDEX F 1,688.0 $91K 0.01% +2K +1840.2% $54.05 +11.4%
140 RSP INVESCO EXCHANGE TRADED FD T 456.0 $88K 0.01% $191.92 +8.2%
Page 7 of 10  ·  200 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.7%
Financial Services 14.2%
Healthcare 13.2%
Industrials 9.7%
Consumer Cyclical 9.0%
Communication Services 7.9%
Consumer Defensive 7.5%
Energy 6.3%
Utilities 3.9%
Basic Materials 2.4%