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Portfolio (Quarterly) Guide ↗

Providence Capital Advisors, LLC

· CIK 0001730814
13F Portfolio $613M AUM 200 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 86 Added 40 Reduced 22 Exited
Page 2 of 2  ·  40 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VO VANGUARD INDEX FDS 1,022.0 $293K 0.05% -165.0 -13.9% $287.18 -72.6%
22 DVY ISHARES TR 1,793.0 $271K 0.04% -1K -45.1% $151.41 +2.5%
23 IBM INTERNATIONAL BUSINESS MACHS Technology 875.0 $212K 0.04% -111.0 -11.3% $242.39 +3.4%
24 BSV VANGUARD BD INDEX FDS 2,375.0 $186K 0.03% -1K -29.6% $78.41 -0.5%
25 IWS ISHARES TR 1,245.0 $181K 0.03% -1K -45.4% $145.78 +9.8%
26 XLE SELECT SECTOR SPDR TR 2,594.0 $159K 0.03% -310.0 -10.7% $61.26 -5.5%
27 IWD ISHARES TR 709.0 $151K 0.03% -1K -65.1% $213.64 +11.5%
28 HLAL LISTED FDS TR 2,207.0 $131K 0.02% -37.0 -1.6% $59.32 +21.5%
29 UMMA LISTED FDS TR 3,998.0 $123K 0.02% -44.0 -1.1% $30.65 +23.2%
30 SDY SPDR SERIES TRUST 628.0 $92K 0.01% -814.0 -56.5% $145.94 +2.9%
31 XLK SELECT SECTOR SPDR TR 603.0 $80K 0.01% -328.0 -35.2% $132.90 +39.4%
32 VTV VANGUARD INDEX FDS 357.0 $70K 0.01% -135.0 -27.4% $196.20 +8.1%
33 SCHM SCHWAB STRATEGIC TR 1,073.0 $33K 0.01% -214.0 -16.6% $30.96 +13.7%
34 IWM ISHARES TR 126.0 $31K 0.01% -10.0 -7.3% $248.88 +16.7%
35 BIV VANGUARD BD INDEX FDS 246.0 $19K 0.00% -1K -85.4% $77.18 -0.8%
36 CWB SPDR SERIES TRUST 139.0 $13K 0.00% -111.0 -44.4% $91.52 +16.6%
37 XLY SELECT SECTOR SPDR TR 106.0 $12K 0.00% -174.0 -62.1% $108.98 +9.6%
38 SCHG SCHWAB STRATEGIC TR 375.0 $11K 0.00% -2K -85.5% $29.09 +18.8%
39 XLB SELECT SECTOR SPDR TR 173.0 $9K 0.00% -20K -99.1% $50.08 +1.8%
40 VOT VANGUARD INDEX FDS 18.0 $5K 0.00% -73.0 -80.2% $257.33 +14.4%
Page 2 of 2  ·  40 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.7%
Financial Services 14.2%
Healthcare 13.2%
Industrials 9.7%
Consumer Cyclical 9.0%
Communication Services 7.9%
Consumer Defensive 7.5%
Energy 6.3%
Utilities 3.9%
Basic Materials 2.4%