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Portfolio (Quarterly) Guide ↗

Providence Capital Advisors, LLC

· CIK 0001730814
13F Portfolio $613M AUM 200 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 86 Added 40 Reduced 22 Exited
Page 5 of 5  ·  86 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 QQQ INVESCO QQQ TR Financial Services 481.0 $278K 0.04% +67.0 +16.2% $577.29 +26.1%
82 SCHB SCHWAB STRATEGIC TR 5,339.0 $134K 0.02% +122.0 +2.3% $25.10 +15.1%
83 VWO VANGUARD INTL EQUITY INDEX F 1,688.0 $91K 0.01% +2K +1840.2% $54.05 +11.2%
84 XLF SELECT SECTOR SPDR TR 775.0 $38K 0.01% +89.0 +13.0% $49.37 +4.8%
85 EEM ISHARES TR 31.0 $2K +6.0 +24.0% $56.77 +20.0%
86 PHO INVESCO EXCHANGE TRADED FD T 20.0 $1K +8.0 +66.7% $66.85 -1.5%
Page 5 of 5  ·  86 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.7%
Financial Services 14.2%
Healthcare 13.2%
Industrials 9.7%
Consumer Cyclical 9.0%
Communication Services 7.9%
Consumer Defensive 7.5%
Energy 6.3%
Utilities 3.9%
Basic Materials 2.4%