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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 5 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 FTSL FIRST TR EXCHANGE-TRADED FD 103,919.0 $4.7M 0.25% +8K +8.0% $44.85 +0.6%
82 MRK MERCK & CO INC Healthcare 37,767.0 $4.5M 0.24% +16K +75.4% $120.44 -5.8%
83 FTCB FIRST TR EXCHANGE-TRADED FD 212,835.0 $4.5M 0.24% +122K +134.0% $20.94 -1.0%
84 VGT VANGUARD WORLD FD 6,214.0 $4.4M 0.23% +1K +29.0% $706.22 -84.0%
85 BIL SPDR SERIES TRUST 47,703.0 $4.4M 0.23% +623.0 +1.3% $91.62 -0.1%
86 ITA ISHARES TR 19,104.0 $4.2M 0.23% +10K +120.9% $220.78 -1.7%
87 FSK FS KKR CAP CORP Financial Services 416,768.0 $4.2M 0.23% +122K +41.5% $10.11 +6.8%
88 IJR ISHARES TR 33,769.0 $4.2M 0.22% +14K +73.4% $124.46 +7.6%
89 XMMO INVESCO EXCHANGE TRADED FD T 28,133.0 $4.1M 0.22% -34K -54.7% $147.43 +11.1%
90 EFV ISHARES TR 55,076.0 $4.1M 0.22% +27K +96.9% $74.79 +3.3%
91 VXUS VANGUARD STAR FDS 53,041.0 $4.1M 0.22% +43K +410.0% $77.29 +7.5%
92 HYGH ISHARES U S ETF TR 47,453.0 $4.1M 0.22% +2K +5.1% $85.85 +0.5%
93 SMH VANECK ETF TRUST 9,878.0 $4.1M 0.22% -438.0 -4.2% $412.39 +34.9%
94 NFLX NETFLIX INC. Communication Services 42,213.0 $4.0M 0.21% -11K -21.1% $95.69 -9.1%
95 CSCO CISCO SYS INC Technology 51,657.0 $4.0M 0.21% +20K +63.2% $77.70 +48.7%
96 HDV ISHARES TR 29,724.0 $4.0M 0.21% +15K +99.2% $134.39 -79.7%
97 ETN EATON CORP PLC Industrials 11,038.0 $4.0M 0.21% +4K +54.2% $360.37 +13.2%
98 MSTR STRATEGY INC Technology 31,523.0 $3.9M 0.21% -1K -4.2% $124.73 +49.9%
99 VO VANGUARD INDEX FDS 13,637.0 $3.9M 0.21% -654.0 -4.6% $287.62 -73.4%
100 VRT VERTIV HOLDINGS CO Industrials 15,268.0 $3.9M 0.21% -41K -72.8% $255.39 +47.3%
Page 5 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%