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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 11 of 51  ·  1,011 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 IUSB ISHARES TR 41,864.0 $1.9M 0.10% -1K -2.4% $46.13 -0.9%
202 FPE FIRST TR EXCH TRADED FD III 107,938.0 $1.9M 0.10% +1K +1.0% $17.82 +1.1%
203 PEP PEPSICO INC Consumer Defensive 12,386.0 $1.9M 0.10% -1K -7.6% $154.79 -4.0%
204 IXN ISHARES TR 18,815.0 $1.9M 0.10% $101.55 +30.1%
205 XLU SELECT SECTOR SPDR TR 41,252.0 $1.9M 0.10% -9K -17.5% $46.06 -4.7%
206 VB VANGUARD INDEX FDS 7,207.0 $1.9M 0.10% -517.0 -6.7% $262.28 +7.5%
207 ANNALY CAPITAL MANAGEMENT IN 89,383.0 $1.9M 0.10% +2K +2.3% $21.14
208 KEYS KEYSIGHT TECHNOLOGIES INC Technology 6,575.0 $1.9M 0.10% NEW $282.60 +27.9%
209 DIS DISNEY WALT CO Communication Services 19,122.0 $1.8M 0.10% -6K -24.8% $96.51 +9.2%
210 DOW DOW HLDGS INC Basic Materials 44,066.0 $1.8M 0.10% +35K +382.0% $41.30 -6.1%
211 QCOM QUALCOMM INC Technology 14,146.0 $1.8M 0.10% +121.0 +0.9% $127.67 +56.7%
212 GDX VANECK ETF TRUST 18,881.0 $1.8M 0.10% -37K -66.1% $95.17 -8.2%
213 HON HONEYWELL INTL INC Industrials 7,745.0 $1.8M 0.09% -743.0 -8.8% $227.70 -4.4%
214 UUP INVESCO DB US DLR INDEX TR Financial Services 63,342.0 $1.8M 0.09% +35K +123.7% $27.76 +0.0%
215 IEMG ISHARES INC 24,985.0 $1.7M 0.09% +4K +19.8% $70.00 +13.6%
216 GMAY FIRST TR EXCHNG TRADED FD VI 42,345.0 $1.7M 0.09% $41.27 +3.4%
217 VWO VANGUARD INTL EQUITY INDEX F 32,160.0 $1.7M 0.09% +5K +18.4% $54.16 +7.9%
218 NEE NEXTERA ENERGY INC Utilities 18,667.0 $1.7M 0.09% -10K -33.8% $92.87 +3.0%
219 XLY SELECT SECTOR SPDR TR 15,779.0 $1.7M 0.09% -3K -16.0% $109.66 +6.3%
220 HFSI HARTFORD FDS EXCHANGE TRADED 49,369.0 $1.7M 0.09% +2K +4.4% $34.78 +0.7%
Page 11 of 51  ·  1,011 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%