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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 9 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 CLM CORNERSTONE STRATEGIC INVEST Financial Services 144,289.0 $1.1M 0.06% -67K -31.7% $7.51 +0.8%
162 BP BP PLC Energy 23,154.0 $1.1M 0.06% -5K -17.7% $46.34 -4.3%
163 BLK BLACKROCK INC Financial Services 1,119.0 $1.1M 0.06% -1K -53.6% $957.77 +13.0%
164 FDL FIRST TR EXCHANGE-TRADED FD 21,237.0 $1.1M 0.06% -294.0 -1.4% $50.40 -1.4%
165 PSX PHILLIPS 66 Energy 6,121.0 $1.1M 0.06% -13K -67.8% $172.94 -0.8%
166 URI UNITED RENTALS INC Industrials 1,443.0 $1.1M 0.06% -8K -85.2% $729.32 +33.4%
167 CRF CORNERSTONE TOTAL RETURN FD Financial Services 149,372.0 $1.0M 0.06% -121K -44.7% $6.95 +3.4%
168 BKR BAKER HUGHES COMPANY Energy 16,654.0 $1.0M 0.05% -553.0 -3.2% $61.00 +5.1%
169 FXU FIRST TR EXCHANGE-TRADED FD 20,164.0 $1.0M 0.05% -20K -49.9% $49.61 -4.9%
170 CME CME GROUP INC Financial Services 3,352.0 $991K 0.05% -2K -32.0% $295.56 +1.1%
171 UPS UNITED PARCEL SVCS INC Industrials 10,073.0 $987K 0.05% -7K -40.6% $98.03 +0.4%
172 SCHG SCHWAB STRATEGIC TR 33,495.0 $985K 0.05% -462K -93.2% $29.40 +16.5%
173 FDN FIRST TR EXCHANGE-TRADED FD 4,170.0 $983K 0.05% -4K -50.0% $235.76 +13.7%
174 XBI SPDR SERIES TRUST 7,639.0 $978K 0.05% -138.0 -1.8% $128.07 +2.0%
175 VMBS VANGUARD SCOTTSDALE FDS 20,490.0 $960K 0.05% -416.0 -2.0% $46.84 -1.1%
176 SCHV SCHWAB STRATEGIC TR 31,335.0 $959K 0.05% -880.0 -2.7% $30.62 +6.3%
177 VDC VANGUARD WORLD FD 4,274.0 $957K 0.05% -583.0 -12.0% $223.96 +3.3%
178 SGDM SPROTT ETF TRUST 12,030.0 $951K 0.05% -931.0 -7.2% $79.08 -8.3%
179 IWV ISHARES TR 2,529.0 $944K 0.05% -54.0 -2.1% $373.17 +12.0%
180 OKEANIS ECO TANKERS COR 18,646.0 $943K 0.05% -150.0 -0.8% $50.59
Page 9 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%