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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 7 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IVE ISHARES TR 7,010.0 $1.5M 0.08% -326.0 -4.4% $211.47 +5.7%
122 BAC BANK AMERICA CORP Financial Services 29,968.0 $1.5M 0.08% -5K -13.8% $49.16 +1.2%
123 VRTX VERTEX PHARMACEUTICALS INC Healthcare 3,286.0 $1.5M 0.08% -3K -46.9% $446.78 +0.8%
124 GD GENERAL DYNAMICS CORP Industrials 4,199.0 $1.5M 0.08% -49.0 -1.1% $348.19 -2.2%
125 ALB ALBEMARLE CORP Basic Materials 7,729.0 $1.4M 0.08% -11K -59.1% $186.13 -3.1%
126 C CITIGROUP INC Financial Services 12,500.0 $1.4M 0.08% -564.0 -4.3% $114.38 +7.9%
127 PM PHILIP MORRIS INTL INC Consumer Defensive 8,975.0 $1.4M 0.08% -2K -16.3% $158.45 +21.1%
128 WFC WELLS FARGO & CO Financial Services 17,580.0 $1.4M 0.07% -392.0 -2.2% $80.28 -8.1%
129 IGSB ISHARES TR 26,697.0 $1.4M 0.07% -2K -5.4% $52.43 -0.4%
130 HYLS FIRST TR EXCHANGE-TRADED FD 33,806.0 $1.4M 0.07% -8K -20.0% $40.64 +0.4%
131 SPHQ INVESCO EXCHANGE TRADED FD T 18,008.0 $1.4M 0.07% -100.0 -0.6% $75.86 +8.9%
132 DGRO ISHARES TR 18,563.0 $1.3M 0.07% -17K -47.3% $70.17 +4.5%
133 VNQ VANGUARD INDEX FDS 14,607.0 $1.3M 0.07% -7K -32.1% $89.02 +5.5%
134 CRM SALESFORCE INC Technology 6,854.0 $1.3M 0.07% -11K -60.6% $186.50 -10.1%
135 MPLX MPLX LP Energy 22,385.0 $1.3M 0.07% -166.0 -0.7% $56.75 -2.1%
136 PHDG INVESCO ACTIVELY MANAGED EXC 33,229.0 $1.3M 0.07% -2K -6.2% $37.92 +10.5%
137 WMS ADVANCED DRAIN SYS INC DEL Industrials 9,170.0 $1.3M 0.07% -1K -12.0% $137.00 +2.3%
138 ANET ARISTA NETWORKS INC Technology 10,076.0 $1.3M 0.07% -13K -56.3% $124.54 +14.0%
139 SOXQ INVESCO EXCH TRADED FD TR II 20,261.0 $1.2M 0.07% -7K -26.1% $61.42 +48.5%
140 OKE ONEOK INC NEW Energy 14,091.0 $1.2M 0.07% -358.0 -2.5% $88.29 +3.1%
Page 7 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%