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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 18 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 KKR KKR & CO INC Financial Services 3,565.0 $326K 0.02% -1K -22.9% $91.39 +8.9%
342 ARCC ARES CAPITAL CORP Financial Services 18,109.0 $325K 0.02% -1K -6.5% $17.93 +5.4%
343 UTES ETFIS SER TR I 4,021.0 $324K 0.02% -32.0 -0.8% $80.48 -4.0%
344 SRLN SSGA ACTIVE ETF TR 8,032.0 $321K 0.02% -107.0 -1.3% $39.97 +1.3%
345 TPR TAPESTRY INC Consumer Cyclical 2,246.0 $321K 0.02% -35.0 -1.5% $142.77 -8.8%
346 IRM IRON MTN INC DEL Real Estate 3,141.0 $319K 0.02% -198.0 -5.9% $101.55 +25.8%
347 FPF FIRST TR INTER DURATN PFD & Financial Services 18,081.0 $319K 0.02% -1K -5.2% $17.63 +2.6%
348 GUT GABELLI UTIL TR Financial Services 52,049.0 $315K 0.02% -7K -11.2% $6.05 +2.4%
349 ILCG ISHARES TR 3,255.0 $315K 0.02% -638.0 -16.4% $96.67 +19.2%
350 AER AERCAP HOLDINGS NV Industrials 2,368.0 $311K 0.02% -214.0 -8.3% $131.45 +6.3%
351 RSPS INVESCO EXCHANGE TRADED FD T 10,498.0 $308K 0.02% -541.0 -4.9% $29.31 +0.8%
352 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 8,554.0 $307K 0.02% -21K -71.1% $35.91 -4.2%
353 SILJ AMPLIFY ETF TR 9,900.0 $305K 0.02% -293K -96.7% $30.81 -2.0%
354 XLRE SELECT SECTOR SPDR TR 7,456.0 $305K 0.02% -592.0 -7.4% $40.85 +5.8%
355 CG CARLYLE GROUP INC Financial Services 6,388.0 $303K 0.02% -2K -20.8% $47.40 +1.3%
356 KVHI KVH INDS INC Technology 33,200.0 $299K 0.02% -1K -3.5% $9.01 +21.0%
357 BOTZ GLOBAL X FDS 8,823.0 $298K 0.02% -1K -14.4% $33.83 +18.9%
358 VOX VANGUARD WORLD FD 1,644.0 $298K 0.02% -5K -76.1% $181.36 +7.9%
359 ALLIED GOLD CORP 9,557.0 $297K 0.02% -2K -14.2% $31.04
360 ARAY ACCURAY INC DEL Healthcare 738,096.0 $287K 0.01% -215K -22.6% $0.39 -30.6%
Page 18 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%