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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 10 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 DAKT DAKTRONICS INC Technology 46,980.0 $929K 0.05% -3K -5.5% $19.78 +0.1%
182 IJH ISHARES TR 13,653.0 $928K 0.05% -92.0 -0.7% $67.94 +6.3%
183 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 20,026.0 $925K 0.05% -182.0 -0.9% $46.19 -2.9%
184 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 34,889.0 $919K 0.05% -274.0 -0.8% $26.35 -2.5%
185 SPLV INVESCO EXCH TRADED FD TR II 12,486.0 $915K 0.05% -427.0 -3.3% $73.32 -1.3%
186 PLAB PHOTRONICS INC Technology 22,340.0 $913K 0.05% -255.0 -1.1% $40.88 +27.2%
187 QDPL PACER FDS TR 22,735.0 $913K 0.05% -1K -4.9% $40.15 +12.2%
188 GAUG FIRST TR EXCHNG TRADED FD VI 23,385.0 $905K 0.05% -446.0 -1.9% $38.71 +5.7%
189 FS SPECIALTY LENDING FD 72,812.0 $905K 0.05% -9K -11.1% $12.43
190 CVS CVS HEALTH CORP Healthcare 12,425.0 $898K 0.05% -2K -11.8% $72.27 +34.4%
191 MELI MERCADOLIBRE INC Consumer Cyclical 513.0 $885K 0.05% -561.0 -52.2% $1725.74 -6.9%
192 BUFS FIRST TR EXCHNG TRADED FD VI 38,243.0 $883K 0.05% -5K -10.7% $23.10 +4.9%
193 BX BLACKSTONE INC Financial Services 7,687.0 $881K 0.05% -6K -44.2% $114.61 +2.9%
194 ARM ARM HOLDINGS PLC Technology 5,702.0 $879K 0.05% -78.0 -1.4% $154.07 +35.8%
195 ICVT ISHARES TR 8,588.0 $874K 0.05% -2K -15.8% $101.82 +15.1%
196 DLN WISDOMTREE TR 9,714.0 $868K 0.05% -59.0 -0.6% $89.38 +5.9%
197 SPTI SPDR SERIES TRUST 30,702.0 $854K 0.05% -3K -9.8% $27.81 +1.5%
198 DNOV FIRST TR EXCHNG TRADED FD VI 17,626.0 $848K 0.04% -1K -7.5% $48.11 +5.4%
199 UMAR INNOVATOR ETFS TRUST 21,295.0 $846K 0.04% -2K -8.6% $39.74 +5.1%
200 CEG CONSTELLATION ENERGY CORP Utilities 3,013.0 $842K 0.04% -6K -66.1% $279.57 -4.4%
Page 10 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%