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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 7 of 19  ·  369 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IYLD ISHARES TR 61,424.0 $1.3M 0.07% +7K +11.9% $21.83 +1.1%
122 QBTS D-WAVE QUANTUM INC Technology 96,892.0 $1.3M 0.07% +50K +106.9% $13.79 +60.5%
123 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 4,634.0 $1.3M 0.07% +103.0 +2.3% $278.59 -4.7%
124 SBUX STARBUCKS CORP Consumer Cyclical 14,130.0 $1.3M 0.07% +934.0 +7.1% $90.34 +17.8%
125 RIO RIO TINTO PLC Basic Materials 13,534.0 $1.3M 0.07% +4K +35.5% $94.24 +16.3%
126 JFR NUVEEN FLOATING RATE INCOME Financial Services 168,666.0 $1.3M 0.07% +82K +94.2% $7.46 +0.0%
127 COF CAPITAL ONE FINL CORP Financial Services 6,784.0 $1.2M 0.07% +418.0 +6.6% $183.97 +1.0%
128 BSJQ INVESCO EXCH TRD SLF IDX FD 53,780.0 $1.2M 0.07% +11K +25.1% $23.17 +0.1%
129 DAUG FIRST TR EXCHNG TRADED FD VI 28,441.0 $1.2M 0.07% +283.0 +1.0% $43.73 +5.7%
130 EME EMCOR GROUP INC Industrials 1,676.0 $1.2M 0.07% +838.0 +100.0% $739.29 +25.8%
131 SLB SLB LIMITED Energy 24,672.0 $1.2M 0.07% +17K +204.1% $49.99 +11.5%
132 FBT FIRST TR EXCHANGE-TRADED FD 6,064.0 $1.2M 0.07% +4K +276.2% $202.49 +2.2%
133 PSEC PROSPECT CAP CORP Financial Services 468,541.0 $1.2M 0.07% +65K +16.2% $2.62 -16.8%
134 DXPE DXP ENTERPRISES INC Industrials 8,606.0 $1.2M 0.07% +4K +83.7% $141.31 +8.0%
135 DEO DIAGEO PLC Consumer Defensive 16,422.0 $1.2M 0.06% +7K +69.5% $73.55 +11.1%
136 IEF ISHARES TR 12,628.0 $1.2M 0.06% +6K +82.3% $95.34 -1.9%
137 DFEB FIRST TR EXCHNG TRADED FD VI 25,133.0 $1.2M 0.06% +15K +136.5% $47.59 +5.2%
138 DFAU DIMENSIONAL ETF TRUST 25,331.0 $1.2M 0.06% +4K +17.9% $47.16 +7.5%
139 SDVY FIRST TR EXCHANGE TRADED FD 29,716.0 $1.2M 0.06% +1K +3.7% $39.62 +3.0%
140 DFUS DIMENSIONAL ETF TRUST 16,525.0 $1.2M 0.06% +135.0 +0.8% $70.99 +13.1%
Page 7 of 19  ·  369 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%