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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 15 of 19  ·  369 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 NRG NRG ENERGY INC Utilities 2,161.0 $340K 0.02% +459.0 +27.0% $157.15 -14.3%
282 NVS NOVARTIS AG Healthcare 2,185.0 $338K 0.02% +64.0 +3.0% $154.57 -3.1%
283 SLVR SPROTT FDS TR 5,704.0 $338K 0.02% +2K +45.1% $59.20 +5.6%
284 A AGILENT TECHNOLOGIES INC Healthcare 2,880.0 $329K 0.02% +50.0 +1.8% $114.38 -2.3%
285 BUFD FIRST TR EXCHNG TRADED FD VI 11,653.0 $327K 0.02% +3K +32.5% $28.05 +4.9%
286 TPVG TRIPLEPOINT VENTURE GROWTH B Financial Services 66,369.0 $325K 0.02% +7K +11.8% $4.90 +19.2%
287 TSN TYSON FOODS INC Consumer Defensive 4,970.0 $319K 0.02% +1K +36.2% $64.11 +4.0%
288 INNOVATOR ETFS TRUST 11,543.0 $318K 0.02% +1K +10.3% $27.59
289 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 61,811.0 $315K 0.02% +26K +72.5% $5.10 +5.1%
290 USA LIBERTY ALL STAR EQUITY FD Financial Services 56,284.0 $314K 0.02% +5K +10.8% $5.58 +2.7%
291 TFC TRUIST FINL CORP Financial Services 6,648.0 $310K 0.02% +717.0 +12.1% $46.58 +1.2%
292 ONB OLD NATL BANCORP IND Financial Services 13,751.0 $307K 0.02% +92.0 +0.7% $22.33 +5.6%
293 VIRTUS EQUITY & CONV INCM FD 12,955.0 $306K 0.02% +3K +27.8% $23.63
294 PSQ PROSHARES TR 9,583.0 $305K 0.02% +655.0 +7.3% $31.86 -17.4%
295 CGMU CAPITAL GRP FIXED INCM ETF T 11,140.0 $303K 0.02% +1K +14.7% $27.17 +0.1%
296 EWW ISHARES INC 5,780.0 $302K 0.02% +2K +60.4% $52.20 +47.9%
297 NMT NUVEEN MASS QUALITY MUN INC Financial Services 24,210.0 $298K 0.02% +13K +108.3% $12.31 +4.8%
298 DGRW WISDOMTREE TR 3,326.0 $293K 0.02% +970.0 +41.2% $88.09 +8.7%
299 INDA ISHARES TR 6,200.0 $290K 0.01% +1K +26.4% $46.82 +2.5%
300 FOCT FIRST TR EXCHNG TRADED FD VI 5,970.0 $286K 0.01% +521.0 +9.6% $47.95 +7.8%
Page 15 of 19  ·  369 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%