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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $988M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 632 New
Page 30 of 32  ·  632 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 CSX CSX CORP Industrials 6,077.0 $213K 0.02% NEW $35.05 +34.0%
582 SPTL SPDR SERIES TRUST 7,928.0 $211K 0.02% NEW $26.62 -2.6%
583 IGR CBRE GBL REAL ESTATE INC FD Financial Services 46,141.0 $211K 0.02% NEW $4.57 +2.3%
584 EZM WISDOMTREE TR 3,085.0 $211K 0.02% NEW $68.28 +7.9%
585 ENB ENBRIDGE INC Energy 4,657.0 $211K 0.02% NEW $45.23 +25.2%
586 CNQ CANADIAN NAT RES LTD Energy 6,830.0 $209K 0.02% NEW $30.59 +51.0%
587 ADI ANALOG DEVICES INC Technology 712.0 $209K 0.02% NEW $292.99 +40.4%
588 ICSH ISHARES TR 4,113.0 $208K 0.02% NEW $50.60 -0.0%
589 FTF FRANKLIN LTD DURATION INCOME Financial Services 33,707.0 $208K 0.02% NEW $6.16 -4.5%
590 IWO ISHARES TR 617.0 $208K 0.02% NEW $336.41 +13.1%
591 BEONE MEDICINES LTD 620.0 $207K 0.02% NEW $333.87
592 DPG DUFF & PHELPS UTLITY AND INF Financial Services 16,301.0 $207K 0.02% NEW $12.67 +15.2%
593 AAOI APPLIED OPTOELECTRONICS INC Technology 5,425.0 $206K 0.02% NEW $38.05 +377.5%
594 RA BROOKFIELD REAL ASSETS INCOM Financial Services 15,912.0 $206K 0.02% NEW $12.96 -0.8%
595 INNOVATOR ETFS TRUST 7,072.0 $206K 0.02% NEW $29.12
596 BEN FRANKLIN RESOURCES INC Financial Services 8,161.0 $205K 0.02% NEW $25.15 +25.9%
597 ROL ROLLINS INC Consumer Cyclical 3,436.0 $204K 0.02% NEW $59.45 -14.2%
598 GNRC GENERAC HLDGS INC Industrials 1,430.0 $203K 0.02% NEW $141.86 +92.5%
599 WBD WARNER BROS DISCOVERY INC Communication Services 7,067.0 $202K 0.02% NEW $28.59 -4.8%
600 DFAS DIMENSIONAL ETF TRUST 2,804.0 $202K 0.02% NEW $72.04 +9.6%
Page 30 of 32  ·  632 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 17.3%
Communication Services 17.2%
Healthcare 7.4%
Industrials 6.5%
Consumer Cyclical 6.2%
Energy 3.9%
Consumer Defensive 3.7%
Utilities 2.3%
Real Estate 1.0%