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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $988M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 632 New
Page 28 of 32  ·  632 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 EFAV ISHARES TR 2,650.0 $230K 0.02% NEW $86.67 +5.0%
542 TTD THE TRADE DESK INC Technology 5,935.0 $229K 0.02% NEW $38.65 -42.3%
543 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 7,083.0 $228K 0.02% NEW $32.24 +29.3%
544 IHI ISHARES TR 3,536.0 $227K 0.02% NEW $64.30 -23.5%
545 URA GLOBAL X FDS 4,554.0 $227K 0.02% NEW $49.83 +0.7%
546 CMCSA COMCAST CORP NEW Communication Services 8,133.0 $227K 0.02% NEW $27.90 -9.6%
547 TQQQ PROSHARES TR 4,112.0 $227K 0.02% NEW $55.17 +48.0%
548 BAR GRANITESHARES GOLD TR Financial Services 5,150.0 $226K 0.02% NEW $43.86 -0.1%
549 CINF CINCINNATI FINL CORP Financial Services 1,385.0 $226K 0.02% NEW $163.04 -0.1%
550 VBK VANGUARD INDEX FDS 707.0 $224K 0.02% NEW $317.09 +11.2%
551 VVR INVESCO SR INCOME TR Financial Services 67,852.0 $224K 0.02% NEW $3.30 -9.7%
552 SSRM SSR MINING IN Basic Materials 10,050.0 $224K 0.02% NEW $22.25 +33.5%
553 WDI WESTERN ASSET DIVERSIFIED IN Financial Services 16,283.0 $224K 0.02% NEW $13.73 -1.1%
554 NUV NUVEEN MUN VALUE FD INC Financial Services 24,677.0 $223K 0.02% NEW $9.05 +0.6%
555 BKNG BOOKING HOLDINGS INC Consumer Cyclical 41.0 $223K 0.02% NEW $5445.73 -96.9%
556 VXF VANGUARD INDEX FDS 1,030.0 $223K 0.02% NEW $216.75 +7.9%
557 IUSB ISHARES TR 4,778.0 $223K 0.02% NEW $46.66 -1.3%
558 EXC EXELON CORP Utilities 5,181.0 $223K 0.02% NEW $42.99 +7.4%
559 VRTX VERTEX PHARMACEUTICALS INC Healthcare 459.0 $222K 0.02% NEW $484.15 -9.7%
560 EIX EDISON INTL Utilities 3,794.0 $222K 0.02% NEW $58.46 +22.6%
Page 28 of 32  ·  632 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 17.3%
Communication Services 17.2%
Healthcare 7.4%
Industrials 6.5%
Consumer Cyclical 6.2%
Energy 3.9%
Consumer Defensive 3.7%
Utilities 2.3%
Real Estate 1.0%