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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 27 of 28  ·  550 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 COWZ PACER FDS TR 3,298.0 $205K 0.02% -354.0 -9.7% $62.20 +12.4%
522 NUV NUVEEN MUN VALUE FD INC Financial Services 22,200.0 $205K 0.02% $9.22 -2.4%
523 CSX CSX CORP Industrials 4,290.0 $204K 0.02% -2K -27.9% $47.53 +6.4%
524 IHI ISHARES TR 4,111.0 $203K 0.02% NEW $49.41 +11.5%
525 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 525.0 $203K 0.02% -742.0 -58.6% $386.73 +0.9%
526 PGZ PRINCIPAL REAL ESTATE INCOME Financial Services 19,690.0 $203K 0.02% +1K +6.1% $10.29 -2.1%
527 VCIT VANGUARD SCOTTSDALE FDS 2,438.0 $202K 0.02% -214.0 -8.1% $82.65 -2.0%
528 CNQ CANADIAN NAT RES LTD MED TER Energy 5,091.0 $201K 0.02% -2K -27.6% $39.50 +24.7%
529 UNILEVER PLC 3,340.0 $201K 0.02% -503.0 -13.1% $60.12
530 THW ABRDN WORLD HEALTHCARE FUND Financial Services 14,926.0 $200K 0.02% +714.0 +5.0% $13.40 +4.7%
531 WDI WESTERN ASSET DIVERSIFIED IN Financial Services 14,533.0 $197K 0.02% -1K -6.8% $13.56 -2.5%
532 HIX WESTERN ASSET HIGH INCOM FD Financial Services 48,155.0 $191K 0.02% +33K +223.4% $3.96 -0.0%
533 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 19,166.0 $188K 0.02% $9.81 +1.9%
534 FCT FIRST TR SR FLTG RATE INCOME Financial Services 19,367.0 $187K 0.02% +1K +6.5% $9.66 +0.1%
535 PSKY PARAMOUNT SKYDANCE CORP Communication Services 18,887.0 $186K 0.02% +100.0 +0.5% $9.86 +4.3%
536 FTF FRANKLIN LTD DURATION INCOME Financial Services 32,161.0 $186K 0.02% +420.0 +1.3% $5.79 +0.7%
537 PCF HIGH INCOME SECS FD Financial Services 32,848.0 $180K 0.02% +3K +11.8% $5.47 +0.4%
538 EHI WESTERN ASSET GBL HIGH INC F Financial Services 29,990.0 $179K 0.02% NEW $5.96 -2.0%
539 KIO KKR INCOME OPPORTUNITIES FD Financial Services 15,682.0 $177K 0.02% +375.0 +2.5% $11.26 -1.6%
540 PDI PIMCO DYNAMIC INCOME FD Financial Services 10,396.0 $174K 0.02% $16.70 -7.6%
Page 27 of 28  ·  550 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%