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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $988M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 632 New
Page 23 of 32  ·  632 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 56,526.0 $327K 0.03% NEW $5.78 +2.1%
442 BRW SABA CAPITAL INCOME & OPRNT Financial Services 46,548.0 $327K 0.03% NEW $7.02 -3.5%
443 UFOX ETF SER SOLUTIONS 5,019.0 $327K 0.03% NEW $65.07 +57.2%
444 ACN ACCENTURE PLC IRELAND Technology 1,148.0 $315K 0.03% NEW $273.98 -35.6%
445 NHS NEUBERGER HIGH YIELD ST FD I Financial Services 42,309.0 $314K 0.03% NEW $7.43 -14.8%
446 IYF ISHARES TR 2,400.0 $314K 0.03% NEW $130.83 -6.4%
447 EOG EOG RES INC Energy 3,052.0 $313K 0.03% NEW $102.55 +31.0%
448 ALL ALLSTATE CORP Financial Services 1,510.0 $313K 0.03% NEW $207.26 +0.8%
449 UNP UNION PAC CORP Industrials 1,393.0 $313K 0.03% NEW $224.41 +24.5%
450 VCIT VANGUARD SCOTTSDALE FDS 3,702.0 $311K 0.03% NEW $83.95 -1.6%
451 DGX QUEST DIAGNOSTICS INC Healthcare 1,744.0 $311K 0.03% NEW $178.12 +8.9%
452 SPLV INVESCO EXCH TRADED FD TR II 4,372.0 $310K 0.03% NEW $70.95 +3.7%
453 ESGU ISHARES TR 2,055.0 $310K 0.03% NEW $150.77 +8.6%
454 ALAB ASTERA LABS INC Technology 1,867.0 $309K 0.03% NEW $165.77 +96.3%
455 EQIX EQUINIX INC Real Estate 397.0 $308K 0.03% NEW $776.79 +37.8%
456 COF CAPITAL ONE FINL CORP Financial Services 1,217.0 $308K 0.03% NEW $253.18 -25.4%
457 MRSH MARSH & MCLENNAN COS INC Financial Services 1,673.0 $306K 0.03% NEW $182.90 -12.2%
458 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 7,860.0 $306K 0.03% NEW $38.87 -15.9%
459 ENTERGY CORP NEW 3,327.0 $304K 0.03% NEW $91.31
460 FMB FIRST TR EXCH TRADED FD III 5,911.0 $304K 0.03% NEW $51.38 -0.8%
Page 23 of 32  ·  632 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 17.3%
Communication Services 17.2%
Healthcare 7.4%
Industrials 6.5%
Consumer Cyclical 6.2%
Energy 3.9%
Consumer Defensive 3.7%
Utilities 2.3%
Real Estate 1.0%