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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 2 of 28  ·  550 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SMH VANECK ETF TRUST 10,232.0 $6.7M 0.74% +2K +27.9% $655.92 -9.4%
22 SCHG SCHWAB STRATEGIC TR 197,794.0 $6.7M 0.74% -339K -63.2% $33.84 +4.8%
23 JEPI J P MORGAN EXCHANGE TRADED F 114,678.0 $6.5M 0.72% -23K -16.5% $56.48 +2.3%
24 VTI VANGUARD INDEX FDS 17,256.0 $6.4M 0.71% +136.0 +0.8% $370.04 +3.3%
25 CAT CATERPILLAR INC Industrials 5,763.0 $6.1M 0.68% -2K -23.0% $1064.83 -17.2%
26 SCHB SCHWAB STRATEGIC TR 207,508.0 $6.0M 0.67% +5K +2.6% $28.96 +3.3%
27 PVAL PUTNAM ETF TRUST 117,096.0 $6.0M 0.66% +8K +7.7% $50.95 +6.4%
28 GLD SPDR GOLD TR Financial Services 16,194.0 $6.0M 0.66% -2K -12.6% $368.38 +10.1%
29 AMD ADVANCED MICRO DEVICES INC Technology 9,217.0 $5.4M 0.59% -883.0 -8.7% $580.91 -12.9%
30 KLAC KLA CORP Technology 17,540.0 $5.3M 0.59% +16K +856.4% $301.71 -31.8%
31 GEV GE VERNOVA INC Utilities 4,401.0 $5.2M 0.57% -2K -36.0% $1174.86 -8.2%
32 JNJ JOHNSON & JOHNSON Healthcare 20,122.0 $5.1M 0.57% -3K -12.1% $253.97 +3.3%
33 AMGN AMGEN INC Healthcare 13,712.0 $5.0M 0.55% -768.0 -5.3% $362.13 +15.8%
34 SCHV SCHWAB STRATEGIC TR 142,065.0 $4.9M 0.55% -2K -1.5% $34.81 +1.5%
35 AMAT APPLIED MATLS INC Technology 6,817.0 $4.9M 0.55% +662.0 +10.8% $722.95 -26.0%
36 JPM JPMORGAN CHASE & CO Financial Services 14,560.0 $4.8M 0.53% -6K -29.6% $327.32 +10.3%
37 XLK SELECT SECTOR SPDR TR 23,731.0 $4.5M 0.50% -180.0 -0.8% $190.52 -0.1%
38 SCHF SCHWAB STRATEGIC TR 155,986.0 $4.3M 0.48% +8K +5.6% $27.70 +3.0%
39 GLW CORNING INC Technology 16,836.0 $4.3M 0.48% +2K +10.4% $255.42 -32.2%
40 CVX CHEVRON CORPORATION Energy 24,259.0 $4.0M 0.45% -4K -13.0% $165.76 +22.3%
Page 2 of 28  ·  550 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%