Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121

13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	BR	BROADRIDGE FINL SOLUTIONS IN	Technology	915	$201K	0.02%	SOLD
42	WDAY	WORKDAY INC	Technology	949	$200K	0.02%	SOLD
43	GNK	GENCO SHIPPING & TRADING LTD	Industrials	10,500	$198K	0.02%	SOLD
44	—	BLUE OWL CAPITAL CORPORATION	—	11,673	$143K	0.01%	SOLD
45	AI	C3 AI INC	Technology	10,116	$138K	0.01%	SOLD
46	—	AMCOR PLC	—	14,419	$121K	0.01%	SOLD
47	EHI	WESTERN ASSET GBL HIGH INC F	Financial Services	11,507	$74K	0.01%	SOLD
48	—	TELEFONICA S A	—	12,169	$49K	0.01%	SOLD

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Sector Allocation

Technology 32.7%

Communication Services 16.4%

Financial Services 16.3%

Healthcare 7.4%

Industrials 6.9%

Consumer Cyclical 5.9%

Energy 5.2%

Consumer Defensive 4.4%

Utilities 2.8%

Basic Materials 1.2%