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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 9 of 9  ·  164 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 EW EDWARDS LIFESCIENCES CORP Healthcare 2,643.0 $212K 0.02% +112.0 +4.4% $80.08 +7.4%
162 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 23,926.0 $206K 0.02% +1K +5.7% $8.62 +6.5%
163 RIG TRANSOCEAN LTD Energy 28,220.0 $187K 0.02% +17K +144.6% $6.63 -5.9%
164 BGB BLACKSTONE STRATEGIC CRED 20 Financial Services 13,918.0 $155K 0.02% +3K +23.0% $11.15 +1.9%
Page 9 of 9  ·  164 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%