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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 8 of 8  ·  152 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 RA BROOKFIELD REAL ASSETS INCOM Financial Services 17,130.0 $221K 0.02% +2K +11.6% $12.88 -1.7%
142 IGR CBRE GBL REAL ESTATE INC FD Financial Services 47,846.0 $221K 0.02% +4K +8.7% $4.61 +2.2%
143 PGZ PRINCIPAL REAL ESTATE INCOME Financial Services 19,690.0 $203K 0.02% +1K +6.1% $10.29 -2.1%
144 THW ABRDN WORLD HEALTHCARE FUND Financial Services 14,926.0 $200K 0.02% +714.0 +5.0% $13.40 +4.7%
145 HIX WESTERN ASSET HIGH INCOM FD Financial Services 48,155.0 $191K 0.02% +33K +223.4% $3.96 -0.0%
146 FCT FIRST TR SR FLTG RATE INCOME Financial Services 19,367.0 $187K 0.02% +1K +6.5% $9.66 +0.1%
147 PSKY PARAMOUNT SKYDANCE CORP Communication Services 18,887.0 $186K 0.02% +100.0 +0.5% $9.86 +4.3%
148 FTF FRANKLIN LTD DURATION INCOME Financial Services 32,161.0 $186K 0.02% +420.0 +1.3% $5.79 +0.7%
149 PCF HIGH INCOME SECS FD Financial Services 32,848.0 $180K 0.02% +3K +11.8% $5.47 +0.4%
150 KIO KKR INCOME OPPORTUNITIES FD Financial Services 15,682.0 $177K 0.02% +375.0 +2.5% $11.26 -1.6%
151 RIG TRANSOCEAN LTD Energy 33,963.0 $166K 0.02% +6K +20.4% $4.89 +20.0%
152 DC DAKOTA GOLD CORP Basic Materials 25,050.0 $107K 0.01% +13K +105.3% $4.26 +43.9%
Page 8 of 8  ·  152 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%