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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $903M AUM 550 positions Filed Jul 9, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 49 New 152 Added 280 Reduced 134 Exited
Page 7 of 8  ·  152 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IYF ISHARES TR 2,464.0 $314K 0.04% +58.0 +2.4% $127.50 +7.5%
122 ICSH ISHARES TR 5,913.0 $299K 0.03% +2K +43.8% $50.58 -0.1%
123 CLM CORNERSTONE STRATEGIC INVEST Financial Services 39,161.0 $296K 0.03% +11K +37.2% $7.56 -8.2%
124 J P MORGAN EXCHANGE TRADED F 4,067.0 $294K 0.03% +73.0 +1.8% $72.28
125 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 18,099.0 $288K 0.03% +3K +16.9% $15.93 -1.3%
126 BKH BLACK HILLS CORP Utilities 3,855.0 $287K 0.03% +227.0 +6.3% $74.39 -1.3%
127 NHS NEUBERGER HIGH YIELD ST FD I Financial Services 45,661.0 $285K 0.03% +6K +14.4% $6.24 -3.7%
128 PUTNAM ETF TRUST 35,027.0 $279K 0.03% +343.0 +1.0% $7.97
129 QDF FLEXSHARES TR 3,092.0 $278K 0.03% +549.0 +21.6% $89.93 +3.2%
130 MET METLIFE INC Financial Services 3,261.0 $276K 0.03% +32.0 +1.0% $84.61 +14.3%
131 TLTE FLEXSHARES TR 3,531.0 $273K 0.03% +533.0 +17.8% $77.39 -0.2%
132 PCY INVESCO EXCH TRADED FD TR II 12,147.0 $263K 0.03% +86.0 +0.7% $21.65 -2.7%
133 VVR INVESCO SR INCOME TR Financial Services 84,819.0 $254K 0.03% +18K +27.9% $3.00 -2.3%
134 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 21,593.0 $252K 0.03% +840.0 +4.0% $11.66 -4.5%
135 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 22,175.0 $245K 0.03% +6K +36.8% $11.06 -2.5%
136 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 24,582.0 $238K 0.03% +864.0 +3.6% $9.70 -3.0%
137 BDX BECTON DICKINSON & CO Healthcare 1,547.0 $234K 0.03% +121.0 +8.5% $151.35 +20.3%
138 SNY SANOFI SA Healthcare 5,475.0 $234K 0.03% +308.0 +6.0% $42.66 +4.1%
139 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 24,216.0 $232K 0.03% +290.0 +1.2% $9.57 +2.9%
140 GIS GENERAL MILLS INC Consumer Defensive 6,588.0 $229K 0.03% +620.0 +10.4% $34.80 +9.1%
Page 7 of 8  ·  152 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 38.8%
Communication Services 18.2%
Financial Services 14.6%
Healthcare 6.7%
Industrials 5.7%
Consumer Cyclical 5.7%
Consumer Defensive 3.4%
Energy 3.2%
Utilities 2.1%
Real Estate 0.9%