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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $935M AUM 635 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 51 New 164 Added 303 Reduced 48 Exited
Page 2 of 9  ·  164 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 UBER UBER TECHNOLOGIES INC Technology 41,279.0 $3.0M 0.32% +5K +14.6% $71.93 -2.2%
22 VEA VANGUARD TAX-MANAGED FDS 41,103.0 $2.6M 0.28% +2K +6.3% $64.08 +11.4%
23 DBEF DBX ETF TR 52,928.0 $2.6M 0.28% +600.0 +1.1% $49.40 +7.5%
24 IVV ISHARES TR 3,997.0 $2.6M 0.28% +163.0 +4.2% $653.13 +15.3%
25 BND VANGUARD BD INDEX FDS 30,605.0 $2.3M 0.24% +1K +5.1% $73.64 -0.5%
26 VB VANGUARD INDEX FDS 8,218.0 $2.2M 0.23% +608.0 +8.0% $261.91 +11.7%
27 GLW CORNING INC Technology 15,253.0 $2.1M 0.22% +7K +89.6% $135.97 +39.5%
28 PFE PFIZER INC Healthcare 72,067.0 $2.0M 0.22% +4K +5.7% $28.08 -6.4%
29 IYW ISHARES TR 11,105.0 $2.0M 0.21% +209.0 +1.9% $181.41 +35.3%
30 DOCN DIGITALOCEAN HLDGS INC Technology 23,172.0 $2.0M 0.21% +14K +158.2% $85.78 +78.2%
31 AAOI APPLIED OPTOELECTRONICS INC Technology 22,145.0 $1.9M 0.20% +17K +308.2% $84.59 +113.2%
32 SCHP SCHWAB STRATEGIC TR 69,372.0 $1.8M 0.20% +14K +25.4% $26.61 +0.5%
33 PH PARKER-HANNIFIN CORP Industrials 1,923.0 $1.7M 0.18% +48.0 +2.6% $895.46 -4.8%
34 TXN TEXAS INSTRS INC Technology 8,812.0 $1.7M 0.18% +59.0 +0.7% $194.14 +63.6%
35 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 54,814.0 $1.7M 0.18% +949.0 +1.8% $30.12 +15.4%
36 AGNC AGNC INVT CORP Real Estate 161,254.0 $1.6M 0.17% +12K +8.1% $10.03 +5.1%
37 FNDB SCHWAB STRATEGIC TR 59,156.0 $1.6M 0.17% +5K +10.2% $27.20 +11.2%
38 XMMO INVESCO EXCHANGE TRADED FD T 10,959.0 $1.6M 0.17% +2K +20.8% $145.02 +15.5%
39 BUFF INNOVATOR ETFS TRUST 31,426.0 $1.6M 0.17% +398.0 +1.3% $49.41 +6.1%
40 ITA ISHARES TR 6,955.0 $1.5M 0.16% +956.0 +15.9% $218.74 +5.0%
Page 2 of 9  ·  164 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.7%
Communication Services 16.4%
Financial Services 16.3%
Healthcare 7.4%
Industrials 6.9%
Consumer Cyclical 5.9%
Energy 5.2%
Consumer Defensive 4.4%
Utilities 2.8%
Basic Materials 1.2%