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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 79 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1561 KIDS ORTHOPEDIATRICS CORP Healthcare 2,892.0 $54K NEW $18.53 -0.9%
1562 LOW PUT LOWES COS INC Consumer Cyclical 200.0 $50K NEW $251.31 -14.4%
1563 AUPH AURINIA PHARMACEUTICALS INC Healthcare 4,330.0 $48K NEW $11.05 +37.7%
1564 AREC CALL AMERICAN RES CORP Energy 17,500.0 $47K NEW $2.70 -20.0%
1565 CNDT CONDUENT INC Technology 16,632.0 $47K NEW $2.80 -32.9%
1566 ASO CALL ACADEMY SPORTS & OUTDOORS IN Consumer Cyclical 900.0 $45K NEW $50.02 +5.0%
1567 SPECTRAL AI INC 63,537.0 $44K NEW $0.70
1568 CALL IMMUNIC INC 50,000.0 $44K NEW $0.88
1569 SBUX STARBUCKS CORP Consumer Cyclical 500.0 $42K NEW $84.60 +21.9%
1570 VNET VNET GROUP INC Technology 4,000.0 $41K NEW $10.33 -7.6%
1571 TD TORONTO DOMINION BK ONT Financial Services 515.0 $41K NEW $79.95 +39.9%
1572 LIFEZONE METALS LIMITED 63,872.0 $40K NEW $0.63
1573 RGNX REGENXBIO INC Healthcare 4,123.0 $40K NEW $9.65 -34.2%
1574 AURORA INNOVATION INC 68,535.0 $40K NEW $0.58
1575 ORKA ORUKA THERAPEUTICS INC Healthcare 2,000.0 $38K NEW $19.23 +215.2%
1576 STIM NEURONETICS INC Healthcare 13,778.0 $38K NEW $2.73 -56.0%
1577 AR ANTERO RESOURCES CORP Energy 1,100.0 $37K NEW $33.56 +9.5%
1578 HAFN HAFNIA LTD Industrials 6,015.0 $36K NEW $5.99 +42.6%
1579 PALLADYNE AI CORP 178,604.0 $36K NEW $0.20
1580 AGI PUT ALAMOS GOLD INC NEW Basic Materials 900.0 $31K NEW $34.86 +10.0%
Page 79 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%