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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 78 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1541 WVE WAVE LIFE SCIENCES LTD Healthcare 12,000.0 $88K 0.00% NEW $7.32 -12.8%
1542 FOLD AMICUS THERAPEUTICS INC Healthcare 11,100.0 $87K 0.00% NEW $7.88 +83.9%
1543 AEHR AEHR TEST SYS Technology 2,900.0 $87K 0.00% NEW $30.11 +215.6%
1544 CNNE CANNAE HLDGS INC Consumer Cyclical 4,500.0 $82K 0.00% NEW $18.31 -24.3%
1545 ENCORE ENERGY CORP 25,000.0 $80K 0.00% NEW $3.21
1546 NAT CALL NORDIC AMERICAN TANKERS LIMI Industrials 25,000.0 $78K 0.00% NEW $3.14 +72.0%
1547 NAT PUT NORDIC AMERICAN TANKERS LIMI Industrials 25,000.0 $78K 0.00% NEW $3.14 +72.0%
1548 TDOC PUT TELADOC HEALTH INC Healthcare 10,000.0 $77K 0.00% NEW $7.73 -15.0%
1549 SKY HARBOUR GROUP CORPORATIO 50,000.0 $76K 0.00% NEW $1.51
1550 OKE ONEOK INC NEW Energy 1,003.0 $73K 0.00% NEW $72.97 +28.9%
1551 CCRN CROSS CTRY HEALTHCARE INC Healthcare 5,000.0 $71K 0.00% NEW $14.20 -8.1%
1552 GDX VANECK ETF TRUST 920.0 $70K 0.00% NEW $76.40 +11.3%
1553 MEG PUT MONTROSE ENVIRONMENTAL GROUP Industrials 2,500.0 $69K 0.00% NEW $27.46 -43.0%
1554 TVRD PUT TVARDI THERAPEUTICS INC Healthcare 1,700.0 $66K 0.00% NEW $38.97 -90.8%
1555 ROCK PUT GIBRALTAR INDS INC Industrials 1,000.0 $63K NEW $62.80 -40.8%
1556 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 50,000.0 $60K NEW $1.20 +72.5%
1557 REI RING ENERGY INC Energy 53,573.0 $58K NEW $1.09 +26.6%
1558 BWXT BWX TECHNOLOGIES INC Industrials 300.0 $55K NEW $184.37 +10.1%
1559 CCO CALL CLEAR CHANNEL OUTDOOR HLDGS Communication Services 35,000.0 $55K NEW $1.58 +51.9%
1560 BRBR CALL BELLRING BRANDS INC Consumer Defensive 1,500.0 $55K NEW $36.35 -75.5%
Page 78 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%