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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 76 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 AIRJOULE TECHNOLOGIES CORP 209,356.0 $158K 0.00% NEW $0.75
1502 RICK RCI HOSPITALITY HLDGS INC Consumer Cyclical 5,118.0 $156K 0.00% NEW $30.51 -20.4%
1503 RIG TRANSOCEAN LTD Energy 50,000.0 $156K 0.00% NEW $3.12 +118.3%
1504 TGB TASEKO MINES LTD Basic Materials 36,166.0 $153K 0.00% NEW $4.23 +55.3%
1505 INVZ INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 73,900.0 $151K 0.00% NEW $2.04 -65.2%
1506 RAPP RAPPORT THERAPEUTICS INC Healthcare 5,000.0 $148K 0.00% NEW $29.70 +27.0%
1507 TOON KARTOON STUDIOS INC. Communication Services 200,000.0 $148K 0.00% NEW $0.74 -14.1%
1508 RXRX PUT RECURSION PHARMACEUTICALS IN Healthcare 30,000.0 $146K 0.00% NEW $4.88 -38.3%
1509 INDA ISHARES TR 2,800.0 $146K 0.00% NEW $52.06 -7.0%
1510 EVC ENTRAVISION COMMUNICATIONS C Communication Services 60,872.0 $142K 0.00% NEW $2.33 +322.3%
1511 CCRN CALL CROSS CTRY HEALTHCARE INC Healthcare 9,900.0 $141K 0.00% NEW $14.20 -8.1%
1512 DYN PUT DYNE THERAPEUTICS INC Healthcare 11,100.0 $140K 0.00% NEW $12.65 +37.3%
1513 RC READY CAPITAL CORP Real Estate 35,000.0 $135K 0.00% NEW $3.87 -53.2%
1514 BBAI BIGBEAR AI HLDGS INC Technology 20,000.0 $130K 0.00% NEW $6.52 -35.9%
1515 APYX CALL APYX MEDICAL CORPORATION Healthcare 60,800.0 $130K 0.00% NEW $2.14 +93.0%
1516 FLNG FLEX LNG LTD Energy 5,156.0 $130K 0.00% NEW $25.20 +26.8%
1517 AVBP ARRIVENT BIOPHARMA INC Healthcare 7,000.0 $129K 0.00% NEW $18.45 +44.9%
1518 CNC CENTENE CORP DEL Healthcare 3,500.0 $125K 0.00% NEW $35.68 +65.8%
1519 DIGITALBRIDGE GROUP INC 10,360.0 $121K 0.00% NEW $11.70
1520 BTBT CALL BIT DIGITAL INC Financial Services 40,000.0 $120K 0.00% NEW $3.00 -33.7%
Page 76 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%