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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 61 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 CDZI CADIZ INC Utilities 157,004.0 $741K 0.01% NEW $4.72 -10.0%
1202 LBRT CALL LIBERTY ENERGY INC Energy 60,000.0 $740K 0.01% NEW $12.34 +158.0%
1203 HRMY PUT HARMONY BIOSCIENCES HLDGS IN Healthcare 26,500.0 $730K 0.01% NEW $27.56 +9.4%
1204 DK PUT DELEK US HLDGS INC NEW Energy 22,500.0 $726K 0.01% NEW $32.27 +35.4%
1205 HMY CALL HARMONY GOLD MINING CO LTD Basic Materials 40,000.0 $726K 0.01% NEW $18.15 -7.7%
1206 CALL SOUNDTHINKING INC 60,000.0 $724K 0.01% NEW $12.06
1207 ARHS PUT ARHAUS INC Consumer Cyclical 68,000.0 $723K 0.01% NEW $10.63 -40.5%
1208 CALL BLOCK INC 10,000.0 $723K 0.01% NEW $72.27
1209 CALL THE ODP CORP 25,900.0 $721K 0.01% NEW $27.85
1210 ORIC PUT ORIC PHARMACEUTICALS INC Healthcare 60,000.0 $720K 0.01% NEW $12.00 -30.7%
1211 CALL NEW GOLD INC CDA 100,000.0 $718K 0.01% NEW $7.18
1212 PLANET LABS PBC 200,593.0 $716K 0.01% NEW $3.57
1213 REPL REPLIMUNE GROUP INC Healthcare 170,000.0 $712K 0.01% NEW $4.19 +17.2%
1214 GEN CALL GEN DIGITAL INC Technology 25,000.0 $710K 0.01% NEW $28.39 -12.6%
1215 AGIO AGIOS PHARMACEUTICALS INC Healthcare 17,494.0 $702K 0.01% NEW $40.14 -29.9%
1216 MTRN MATERION CORP Basic Materials 5,800.0 $701K 0.01% NEW $120.81 +78.0%
1217 BIIB BIOGEN INC Healthcare 5,000.0 $700K 0.01% NEW $140.08 +38.3%
1218 SGRY SURGERY PARTNERS INC Healthcare 32,362.0 $700K 0.01% NEW $21.64 -38.1%
1219 PZZA PAPA JOHNS INTL INC Consumer Cyclical 14,500.0 $698K 0.01% NEW $48.15 -30.6%
1220 CALL TWO HBRS INVT CORP 70,600.0 $697K 0.01% NEW $9.87
Page 61 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%