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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 58 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 FLAGSTAR FINANCIAL INC 76,750.0 $886K 0.01% NEW $11.55
1142 CNXC CALL CONCENTRIX CORP Technology 19,200.0 $886K 0.01% NEW $46.15 -44.2%
1143 SANDSTORM GOLD LTD 70,745.0 $886K 0.01% NEW $12.52
1144 KRYS PUT KRYSTAL BIOTECH INC Healthcare 5,000.0 $883K 0.01% NEW $176.53 +69.9%
1145 RPT CALL RITHM PPTY TR INC Real Estate 350,000.0 $882K 0.01% NEW $2.52 +465.1%
1146 PUT STRATA CRITICAL MEDICAL INC 173,400.0 $877K 0.01% NEW $5.06
1147 TOST TOAST INC Technology 24,000.0 $876K 0.01% NEW $36.51 -35.2%
1148 CRITICAL METALS CORP 416,795.0 $876K 0.01% NEW $2.10
1149 DNA CALL GINKGO BIOWORKS HOLDINGS INC Healthcare 60,000.0 $875K 0.01% NEW $14.58 -41.0%
1150 MVIS CALL MICROVISION INC DEL Technology 700,000.0 $868K 0.01% NEW $1.24 -46.6%
1151 TARS CALL TARSUS PHARMACEUTICALS INC Healthcare 14,600.0 $868K 0.01% NEW $59.43 +3.4%
1152 TJX TJX COS INC NEW Consumer Cyclical 6,000.0 $867K 0.01% NEW $144.54 +9.7%
1153 MIRM CALL MIRUM PHARMACEUTICALS INC Healthcare 11,800.0 $865K 0.01% NEW $73.31 +35.8%
1154 FLNC CALL FLUENCE ENERGY INC Utilities 80,000.0 $864K 0.01% NEW $10.80 +99.6%
1155 DSP CALL VIANT TECHNOLOGY INC Technology 100,000.0 $863K 0.01% NEW $8.63 +26.9%
1156 CCOI COGENT COMMUNICATIONS HLDGS Communication Services 22,500.0 $863K 0.01% NEW $38.35 -48.8%
1157 CC CHEMOURS CO Basic Materials 54,200.0 $859K 0.01% NEW $15.84 +36.7%
1158 EPD CALL ENTERPRISE PRODS PARTNERS L Energy 27,400.0 $857K 0.01% NEW $31.27 +23.9%
1159 CPRT COPART INC Industrials 18,900.0 $850K 0.01% NEW $44.97 -26.3%
1160 AVTR AVANTOR INC Healthcare 67,700.0 $845K 0.01% NEW $12.48 -35.5%
Page 58 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%