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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 56 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 PUT XPLR INFRASTRUCTURE LP 100,000.0 $1.0M 0.01% NEW $10.17
1102 PUT TEGNA INC 50,000.0 $1.0M 0.01% NEW $20.33
1103 PUT CORBUS PHARMACEUTICALS HLDGS 80,000.0 $1.0M 0.01% NEW $12.65
1104 PPTA CALL PERPETUA RESOURCES CORP Basic Materials 50,000.0 $1.0M 0.01% NEW $20.23 +31.4%
1105 ONDS CALL ONDAS HLDGS INC Technology 130,000.0 $1.0M 0.01% NEW $7.72 +26.6%
1106 VRDN PUT VIRIDIAN THERAPEUTICS INC Healthcare 46,500.0 $1.0M 0.01% NEW $21.58 -21.2%
1107 AVTR PUT AVANTOR INC Healthcare 80,000.0 $998K 0.01% NEW $12.48 -34.8%
1108 PUT BARNES & NOBLE ED INC 100,100.0 $996K 0.01% NEW $9.95
1109 CMTG CLAROS MTG TR INC Real Estate 297,236.0 $987K 0.01% NEW $3.32 -33.1%
1110 AMTM AMENTUM HOLDINGS INC Industrials 41,100.0 $984K 0.01% NEW $23.95 -4.3%
1111 HAL HALLIBURTON CO Energy 40,000.0 $984K 0.01% NEW $24.60 +67.0%
1112 CTVA CALL CORTEVA INC Basic Materials 14,500.0 $981K 0.01% NEW $67.63 +16.9%
1113 PRTA PUT PROTHENA CORP PLC Healthcare 100,000.0 $976K 0.01% NEW $9.76 +3.1%
1114 DNN DENISON MINES CORP Energy 351,900.0 $968K 0.01% NEW $2.75 +21.8%
1115 PVH PVH CORPORATION Consumer Cyclical 11,533.0 $966K 0.01% NEW $83.77 +12.7%
1116 LCID PUT LUCID GROUP INC Consumer Cyclical 40,500.0 $963K 0.01% NEW $23.79 -74.9%
1117 RKT PUT ROCKET COS INC Financial Services 49,500.0 $959K 0.01% NEW $19.38 -27.6%
1118 TIPT PUT TIPTREE INC Financial Services 50,000.0 $958K 0.01% NEW $19.17 -8.6%
1119 AGNC CALL AGNC INVT CORP Real Estate 97,600.0 $956K 0.01% NEW $9.79 +6.5%
1120 ADSK AUTODESK INC Technology 3,000.0 $953K 0.01% NEW $317.67 -25.0%
Page 56 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%