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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 47 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 ENR ENERGIZER HLDGS INC NEW Industrials 66,145.0 $1.6M 0.01% NEW $24.89 -26.8%
922 PUT SURMODICS INC 54,700.0 $1.6M 0.01% NEW $29.89
923 CFG CALL CITIZENS FINL GROUP INC Financial Services 30,700.0 $1.6M 0.01% NEW $53.16 +19.7%
924 AHCO CALL ADAPTHEALTH CORP Healthcare 182,100.0 $1.6M 0.01% NEW $8.95 +15.8%
925 FLNC PUT FLUENCE ENERGY INC Utilities 150,000.0 $1.6M 0.01% NEW $10.80 +97.5%
926 TEVA CALL TEVA PHARMACEUTICAL INDS LTD Healthcare 80,000.0 $1.6M 0.01% NEW $20.20 +71.3%
927 HNRG CALL HALLADOR ENERGY COMPANY Energy 82,500.0 $1.6M 0.01% NEW $19.57 -2.8%
928 WSC WILLSCOT HLDGS CORP Industrials 76,300.0 $1.6M 0.01% NEW $21.11 +17.4%
929 HESM CALL HESS MIDSTREAM LP Energy 46,600.0 $1.6M 0.01% NEW $34.55 +14.5%
930 GOGO CALL GOGO INC Communication Services 185,000.0 $1.6M 0.01% NEW $8.59 -48.3%
931 GPCR STRUCTURE THERAPEUTICS INC Healthcare 56,682.0 $1.6M 0.01% NEW $28.00 +41.4%
932 SEZL CALL SEZZLE INC Financial Services 19,900.0 $1.6M 0.01% NEW $79.53 +38.3%
933 GKOS CALL GLAUKOS CORP Healthcare 19,300.0 $1.6M 0.01% NEW $81.55 +41.0%
934 BHF PUT BRIGHTHOUSE FINL INC Financial Services 29,600.0 $1.6M 0.01% NEW $53.08 +18.1%
935 BHF BRIGHTHOUSE FINL INC Financial Services 29,536.0 $1.6M 0.01% NEW $53.08 +18.1%
936 FITB CALL FIFTH THIRD BANCORP Financial Services 35,100.0 $1.6M 0.01% NEW $44.55 +11.8%
937 SGRY CALL SURGERY PARTNERS INC Healthcare 71,800.0 $1.6M 0.01% NEW $21.64 -37.8%
938 MTZ MASTEC INC Industrials 7,300.0 $1.6M 0.01% NEW $212.81 +83.6%
939 DKNG DRAFTKINGS INC NEW Consumer Cyclical 41,500.0 $1.6M 0.01% NEW $37.40 -36.3%
940 USAR PUT USA RARE EARTH INC Basic Materials 90,000.0 $1.5M 0.01% NEW $17.19 +61.3%
Page 47 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%