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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 41 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 IE IVANHOE ELECTRIC INC Technology 180,000.0 $2.3M 0.02% NEW $12.55 +3.7%
802 RRC RANGE RES CORP Energy 60,000.0 $2.3M 0.02% NEW $37.64 +6.4%
803 MTSI MACOM TECH SOLUTIONS HLDGS I Technology 18,129.0 $2.3M 0.02% NEW $124.49 +229.1%
804 SMTC CALL SEMTECH CORP Technology 31,500.0 $2.3M 0.02% NEW $71.45 +130.2%
805 SRE CALL SEMPRA Utilities 25,000.0 $2.2M 0.02% NEW $89.98 +1.7%
806 BTSG PUT BRIGHTSPRING HEALTH SVCS INC Healthcare 76,000.0 $2.2M 0.02% NEW $29.56 +104.1%
807 BEAM CALL BEAM THERAPEUTICS INC Healthcare 92,500.0 $2.2M 0.02% NEW $24.27 +22.7%
808 GT PUT GOODYEAR TIRE & RUBR CO Consumer Cyclical 300,000.0 $2.2M 0.02% NEW $7.48 -19.4%
809 PUT SANDISK CORP 20,000.0 $2.2M 0.02% NEW $112.20
810 CPRI CALL CAPRI HOLDINGS LIMITED Consumer Cyclical 112,500.0 $2.2M 0.02% NEW $19.92 -7.1%
811 OKLO PUT OKLO INC Utilities 20,000.0 $2.2M 0.02% NEW $111.63 -38.5%
812 FOUR SHIFT4 PMTS INC Technology 28,746.0 $2.2M 0.02% NEW $77.40 -44.7%
813 HP CALL HELMERICH & PAYNE INC Energy 100,000.0 $2.2M 0.02% NEW $22.09 +82.2%
814 CRON CRONOS GROUP INC Healthcare 794,568.0 $2.2M 0.02% NEW $2.78 -1.8%
815 JANX JANUX THERAPEUTICS INC Healthcare 90,000.0 $2.2M 0.02% NEW $24.44 -41.1%
816 PUT CALUMET INC 120,000.0 $2.2M 0.02% NEW $18.25
817 KVUE KENVUE INC Consumer Defensive 134,700.0 $2.2M 0.02% NEW $16.23 +7.8%
818 TAN PUT INVESCO EXCH TRADED FD TR II 50,000.0 $2.2M 0.02% NEW $43.63 +58.1%
819 LW CALL LAMB WESTON HLDGS INC Consumer Defensive 37,500.0 $2.2M 0.02% NEW $58.08 -27.5%
820 XPERI INC 332,447.0 $2.2M 0.02% NEW $6.48
Page 41 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%