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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 33 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 GEL CALL GENESIS ENERGY L P Energy 197,500.0 $3.3M 0.03% NEW $16.71 -8.0%
642 CNNE CALL CANNAE HLDGS INC Consumer Cyclical 180,000.0 $3.3M 0.03% NEW $18.31 -20.5%
643 CORT CALL CORCEPT THERAPEUTICS INC Healthcare 39,500.0 $3.3M 0.03% NEW $83.11 -22.2%
644 AMKR PUT AMKOR TECHNOLOGY INC Technology 115,000.0 $3.3M 0.03% NEW $28.40 +152.7%
645 EXEL EXELIXIS INC Healthcare 78,883.0 $3.3M 0.03% NEW $41.30 +22.4%
646 SE SEA LTD Consumer Cyclical 18,200.0 $3.3M 0.03% NEW $178.73 -48.0%
647 KMI CALL KINDER MORGAN INC DEL Energy 114,700.0 $3.2M 0.03% NEW $28.31 +15.3%
648 OKLO OKLO INC Utilities 29,020.0 $3.2M 0.03% NEW $111.63 -40.1%
649 SM SM ENERGY CO Energy 129,389.0 $3.2M 0.03% NEW $24.97 +24.8%
650 CSGP COSTAR GROUP INC Real Estate 38,290.0 $3.2M 0.03% NEW $84.37 -61.3%
651 PG CALL PROCTER AND GAMBLE CO Consumer Defensive 21,000.0 $3.2M 0.03% NEW $153.65 -4.0%
652 CAPR PUT CAPRICOR THERAPEUTICS INC Healthcare 447,500.0 $3.2M 0.03% NEW $7.21 +309.8%
653 EGO CALL ELDORADO GOLD CORP NEW Basic Materials 111,400.0 $3.2M 0.03% NEW $28.89 +9.6%
654 GOOS CALL CANADA GOOSE HLDGS INC Consumer Cyclical 230,000.0 $3.2M 0.03% NEW $13.79 -25.8%
655 VISN PUT COMMSCOPE HLDG CO INC Technology 202,500.0 $3.1M 0.02% NEW $15.48 -18.8%
656 OXY CALL OCCIDENTAL PETE CORP Energy 65,800.0 $3.1M 0.02% NEW $47.25 +21.0%
657 VST VISTRA CORP Utilities 15,800.0 $3.1M 0.02% NEW $195.92 -18.4%
658 PODD PUT INSULET CORP Healthcare 10,000.0 $3.1M 0.02% NEW $308.73 -52.7%
659 KDP KEURIG DR PEPPER INC Consumer Defensive 121,000.0 $3.1M 0.02% NEW $25.51 +19.4%
660 EOLS PUT EVOLUS INC Healthcare 502,100.0 $3.1M 0.02% NEW $6.14 +3.7%
Page 33 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%