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Portfolio (Quarterly) Guide ↗

Cetera Investment Advisers

· CIK 0001666741
13F Portfolio $109.8B AUM 5,007 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 5007 New
Page 236 of 251  ·  5,007 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4701 AXTI CALL AXT INC Technology 2,000.0 $81K NEW $40.60 +102.7%
4702 CMTL COMTECH TELECOMMUNICATIONS C Technology 38,662.0 $81K NEW $2.10 -16.7%
4703 SUNS SUNRISE RLTY TR INC Real Estate 10,254.0 $81K NEW $7.90 +0.0%
4704 FINV FINVOLUTION GROUP Financial Services 16,793.0 $80K NEW $4.79 -8.6%
4705 MCN XAI MADISON EQUITY PREMIUM I Financial Services 14,329.0 $79K NEW $5.52 +1.8%
4706 SATL SATELLOGIC INC Technology 13,747.0 $79K NEW $5.72 +0.3%
4707 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 13,938.0 $78K NEW $5.58 -7.2%
4708 SPY PUT STATE STR SPDR S&P 500 ETF T Financial Services 3,700.0 $77K NEW $20.90 +3571.3%
4709 IMPERIAL PETE INC 16,588.0 $76K NEW $4.61
4710 MIND TECHNOLOGY INC 16,053.0 $76K NEW $4.72
4711 GAMESTOP CORP NEW 27,153.0 $76K NEW $2.79
4712 TSI TCW STRATEGIC INCOME FD INC Financial Services 16,777.0 $76K NEW $4.51 -2.4%
4713 PYXS PYXIS ONCOLOGY INC Healthcare 25,000.0 $75K NEW $3.01 -0.7%
4714 EGHT 8X8 INC NEW Technology 43,945.0 $75K NEW $1.71 +19.9%
4715 SERV SERVE ROBOTICS INC Industrials 11,335.0 $75K NEW $6.58 -30.9%
4716 EGY VAALCO ENERGY INC Energy 14,510.0 $74K NEW $5.08 +14.8%
4717 AXIL AXIL BRANDS INC Consumer Defensive 11,000.0 $74K NEW $6.70 -0.7%
4718 ESPR ESPERION THERAPEUTICS INC NE Healthcare 23,237.0 $73K NEW $3.16 +0.6%
4719 NOW CALL SERVICENOW INC Technology 3,200.0 $73K NEW $22.74 +425.4%
4720 ENIC ENEL CHILE SA Utilities 16,142.0 $73K NEW $4.50 +0.4%
Page 236 of 251  ·  5,007 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.4%
Financial Services 22.0%
Industrials 8.8%
Consumer Cyclical 8.1%
Healthcare 7.5%
Communication Services 6.7%
Consumer Defensive 4.6%
Energy 4.3%
Utilities 3.0%
Real Estate 2.0%