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Portfolio (Quarterly) Guide ↗

Cetera Investment Advisers

· CIK 0001666741
13F Portfolio $109.8B AUM 5,007 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 5007 New
Page 200 of 251  ·  5,007 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3981 EFC ELLINGTON FINANCIAL INC Real Estate 27,010.0 $368K NEW $13.61 +0.1%
3982 CNXT VANECK ETF TRUST 5,889.0 $368K NEW $62.41 -18.4%
3983 ASST STRIVE INC Communication Services 33,591.0 $366K NEW $10.91 +70.0%
3984 CNRG SPDR SERIES TRUST 3,231.0 $365K NEW $113.11 -19.9%
3985 BCC BOISE CASCADE CO DEL Basic Materials 4,707.0 $365K NEW $77.63 +6.0%
3986 INNOVATOR ETFS TRUST 12,978.0 $365K NEW $28.14
3987 REPX RILEY EXPLORATION PERMIAN IN Energy 11,069.0 $365K NEW $32.96 +15.3%
3988 EVTC EVERTEC INC Technology 13,111.0 $364K NEW $27.78 +8.2%
3989 VUSE ETF SER SOLUTIONS 5,035.0 $364K NEW $72.32 +1.4%
3990 DIEBOLD NIXDORF INC 4,276.0 $364K NEW $85.02
3991 HIGHLAND OPPS & INCOME FD 50,969.0 $363K NEW $7.13
3992 MRSK NORTHERN LIGHTS FD TR 9,406.0 $363K NEW $38.61 +2.5%
3993 NMCO NUVEEN MUN CR OPPORTUNITIES Financial Services 33,337.0 $363K NEW $10.89 -4.6%
3994 BRT BRT APARTMENTS CORP Real Estate 23,587.0 $363K NEW $15.37 -5.5%
3995 NPK INTERNATIONAL INC 22,774.0 $362K NEW $15.91
3996 QTWO Q2 HLDGS INC Technology 7,528.0 $362K NEW $48.10 +32.5%
3997 MMS MAXIMUS INC Industrials 6,728.0 $362K NEW $53.75 +8.5%
3998 MFM ABERDEEN MUN INCOME FD Financial Services 64,185.0 $361K NEW $5.62 -4.9%
3999 LEG LEGGETT & PLATT INC Consumer Cyclical 30,697.0 $359K NEW $11.71 -19.4%
4000 PEX PROSHARES TR 16,378.0 $359K NEW $21.92 +10.1%
Page 200 of 251  ·  5,007 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.0%
Financial Services 22.3%
Industrials 9.0%
Consumer Cyclical 8.2%
Healthcare 7.6%
Communication Services 5.2%
Consumer Defensive 4.7%
Energy 4.2%
Utilities 3.1%
Real Estate 2.0%