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Portfolio (Quarterly) Guide ↗

Cetera Investment Advisers

· CIK 0001666741
13F Portfolio $109.8B AUM 5,007 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 5007 New
Page 175 of 251  ·  5,007 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3481 DVOL FIRST TR EXCHANGE TRADED FD 17,218.0 $629K 0.00% NEW $36.55 +1.8%
3482 XDTE ROUNDHILL ETF TRUST 16,094.0 $629K 0.00% NEW $39.08 -0.5%
3483 ECC EAGLE POINT CR CO Financial Services 168,903.0 $628K 0.00% NEW $3.72 +2.4%
3484 DJP BARCLAYS BANK PLC Financial Services 14,365.0 $628K 0.00% NEW $43.71 +15.8%
3485 EFSC ENTERPRISE FINL SVCS CORP Financial Services 9,513.0 $627K 0.00% NEW $65.88 -3.4%
3486 PUTNAM ETF TRUST 71,532.0 $627K 0.00% NEW $8.76
3487 BEONE MEDICINES LTD 2,198.0 $626K 0.00% NEW $284.97
3488 BSMR INVESCO EXCH TRD SLF IDX FD 26,435.0 $625K 0.00% NEW $23.64 +0.2%
3489 DBJP DBX ETF TR 5,443.0 $625K 0.00% NEW $114.79 +0.1%
3490 GDMN WISDOMTREE TR 8,628.0 $625K 0.00% NEW $72.41 +47.2%
3491 SPPP SPROTT ASSET MANAGEMENT LP Financial Services 50,145.0 $624K 0.00% NEW $12.45 +19.4%
3492 ESG FLEXSHARES TR 3,551.0 $624K 0.00% NEW $175.81 +3.5%
3493 CNS COHEN & STEERS INC Financial Services 8,188.0 $623K 0.00% NEW $76.14 +6.9%
3494 FBRT FRANKLIN BSP RLTY TR INC Real Estate 76,551.0 $623K 0.00% NEW $8.14 +3.1%
3495 SSD SIMPSON MFG INC Industrials 2,975.0 $623K 0.00% NEW $209.37 -9.8%
3496 CVSB MORGAN STANLEY ETF TRUST 12,268.0 $621K 0.00% NEW $50.64 +0.2%
3497 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 14,522.0 $621K 0.00% NEW $42.77 -47.7%
3498 COHEN & STEERS LTD DURATION 29,296.0 $620K 0.00% NEW $21.16
3499 GRRR GORILLA TECHNOLOGY GROUP INC Technology 31,180.0 $620K 0.00% NEW $19.88 -19.2%
3500 CHDN CHURCHILL DOWNS INC Consumer Cyclical 6,901.0 $619K 0.00% NEW $89.65 +4.5%
Page 175 of 251  ·  5,007 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.0%
Financial Services 22.3%
Industrials 9.0%
Consumer Cyclical 8.2%
Healthcare 7.6%
Communication Services 5.2%
Consumer Defensive 4.7%
Energy 4.2%
Utilities 3.1%
Real Estate 2.0%