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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 5 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 IEMG ISHARES INC 85,612.0 $5.2M 0.30% NEW $60.33 +31.4%
82 SHOP SHOPIFY INC Technology 40,879.0 $5.0M 0.29% NEW $122.17 -16.9%
83 VOT VANGUARD INDEX FDS 17,458.0 $5.0M 0.29% NEW $285.89 -0.9%
84 RWL INVESCO EXCH TRADED FD TR II 47,688.0 $4.9M 0.29% NEW $103.77 +20.2%
85 DIA SPDR DOW JONES INDL AVERAGE Financial Services 11,143.0 $4.9M 0.29% NEW $441.23 +12.2%
86 SAN BANCO SANTANDER S.A. Financial Services 563,832.0 $4.9M 0.28% NEW $8.61 +37.5%
87 XMMO INVESCO EXCHANGE TRADED FD T 36,857.0 $4.8M 0.28% NEW $130.37 +23.6%
88 BLOK AMPLIFY ETF TR 83,803.0 $4.8M 0.28% NEW $57.11 +6.6%
89 PG PROCTER AND GAMBLE CO Consumer Defensive 31,211.0 $4.8M 0.28% NEW $152.23 -6.9%
90 RWK INVESCO EXCH TRADED FD TR II 38,949.0 $4.6M 0.27% NEW $119.28 +14.6%
91 GLW CORNING INC Technology 73,351.0 $4.6M 0.27% NEW $63.21 +185.0%
92 SLV ISHARES SILVER TR Financial Services 137,626.0 $4.6M 0.27% NEW $33.32 +108.9%
93 RSP INVESCO EXCHANGE TRADED FD T 25,145.0 $4.6M 0.27% NEW $182.07 +11.0%
94 PLTR PALANTIR TECHNOLOGIES INC Technology 28,888.0 $4.6M 0.27% NEW $158.22 -15.5%
95 AMGN AMGEN INC Healthcare 15,325.0 $4.5M 0.26% NEW $294.17 +10.0%
96 ORCL ORACLE CORP Technology 18,934.0 $4.5M 0.26% NEW $237.70 -22.0%
97 VWO VANGUARD INTL EQUITY INDEX F 90,076.0 $4.5M 0.26% NEW $49.70 +17.5%
98 PCAR PACCAR INC Industrials 45,245.0 $4.5M 0.26% NEW $98.65 +12.3%
99 NOW SERVICENOW INC Technology 4,631.0 $4.4M 0.25% NEW $943.52 -89.2%
100 BERKSHIRE HATHAWAY INC DEL 6.0 $4.3M 0.25% NEW $719850.00
Page 5 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%