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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 24 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 ABRDN ASIA PACIFIC INCOME FU 23,315.0 $372K 0.02% NEW $15.95
462 BEPC BROOKFIELD RENEWABLE CORP Utilities 10,137.0 $371K 0.02% NEW $36.58 -0.4%
463 F FORD MTR CO Consumer Cyclical 33,403.0 $369K 0.02% NEW $11.06 +18.8%
464 SPYV SPDR SERIES TRUST 6,982.0 $368K 0.02% NEW $52.77 +14.2%
465 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,332.0 $366K 0.02% NEW $274.85 +11.8%
466 VMBS VANGUARD SCOTTSDALE FDS 7,919.0 $365K 0.02% NEW $46.14 -0.1%
467 TRGP TARGA RES CORP Energy 2,169.0 $361K 0.02% NEW $166.41 +65.8%
468 SCHO SCHWAB STRATEGIC TR 14,743.0 $359K 0.02% NEW $24.38 -1.1%
469 VHT VANGUARD WORLD FD 1,488.0 $359K 0.02% NEW $241.44 +13.7%
470 PDP INVESCO EXCHANGE TRADED FD T 3,198.0 $358K 0.02% NEW $112.03 +21.6%
471 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 912.0 $358K 0.02% NEW $392.24 -25.5%
472 IWO ISHARES TR 1,237.0 $357K 0.02% NEW $288.26 +23.0%
473 HIG HARTFORD INSURANCE GROUP INC Financial Services 2,828.0 $356K 0.02% NEW $125.98 +7.5%
474 BAI BLACKROCK ETF TRUST 11,393.0 $356K 0.02% NEW $31.22 +45.4%
475 OXY OCCIDENTAL PETE CORP Energy 8,035.0 $352K 0.02% NEW $43.83 +37.8%
476 DVN DEVON ENERGY CORP NEW Energy 10,600.0 $352K 0.02% NEW $33.19 +49.5%
477 TFC TRUIST FINL CORP Financial Services 7,941.0 $347K 0.02% NEW $43.69 +7.6%
478 USRT ISHARES TR 6,172.0 $346K 0.02% NEW $56.01 +15.0%
479 FORTINET INC 3,410.0 $344K 0.02% NEW $100.82
480 LEIDOS HOLDINGS INC 2,131.0 $340K 0.02% NEW $159.65
Page 24 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%