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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 23 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 DAL DELTA AIR LINES INC DEL Industrials 7,603.0 $404K 0.02% NEW $53.15 +28.1%
442 IEF ISHARES TR 4,240.0 $403K 0.02% NEW $94.95 -1.9%
443 TXN TEXAS INSTRS INC Technology 2,134.0 $401K 0.02% NEW $187.70 +57.0%
444 AON AON PLC Financial Services 1,121.0 $400K 0.02% NEW $356.72 -8.8%
445 VPL VANGUARD INTL EQUITY INDEX F 4,875.0 $399K 0.02% NEW $81.91 +33.7%
446 DFSV DIMENSIONAL ETF TRUST 13,500.0 $397K 0.02% NEW $29.43 +23.7%
447 AXP AMERICAN EXPRESS CO Financial Services 1,317.0 $396K 0.02% NEW $300.99 +2.5%
448 MRSH MARSH & MCLENNAN COS INC Financial Services 1,967.0 $395K 0.02% NEW $200.65 -17.4%
449 CEG CONSTELLATION ENERGY CORP Utilities 1,134.0 $394K 0.02% NEW $347.69 -25.6%
450 DFGR DIMENSIONAL ETF TRUST 14,858.0 $394K 0.02% NEW $26.52 +7.2%
451 KMI KINDER MORGAN INC DEL Energy 13,976.0 $394K 0.02% NEW $28.18 +19.5%
452 SFL SFL CORPORATION LTD Industrials 45,398.0 $393K 0.02% NEW $8.66 +44.0%
453 PSX PHILLIPS 66 Energy 3,182.0 $393K 0.02% NEW $123.35 +44.5%
454 IWS ISHARES TR 2,910.0 $391K 0.02% NEW $134.44 +14.6%
455 GVIP GOLDMAN SACHS ETF TR 2,766.0 $390K 0.02% NEW $141.00 +19.8%
456 MTUM ISHARES TR 1,614.0 $389K 0.02% NEW $241.31 +21.1%
457 MSI MOTOROLA SOLUTIONS INC Technology 886.0 $389K 0.02% NEW $439.11 -10.4%
458 DD DUPONT DE NEMOURS INC Basic Materials 5,368.0 $382K 0.02% NEW $71.24 -33.7%
459 PCN PIMCO CORPORATE & INCM STRG Financial Services 30,020.0 $381K 0.02% NEW $12.69 -9.3%
460 SMCI SUPER MICRO COMPUTER INC Technology 6,329.0 $373K 0.02% NEW $58.97 -47.7%
Page 23 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%