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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 18 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 ARKW ARK ETF TR 4,105.0 $646K 0.04% NEW $157.35 -9.1%
342 ICLR ICON PLC Healthcare 3,812.0 $645K 0.04% NEW $169.19 -31.2%
343 IJT ISHARES TR 4,802.0 $642K 0.04% NEW $133.63 +18.8%
344 JMEE J P MORGAN EXCHANGE TRADED F 10,691.0 $641K 0.04% NEW $59.99 +19.9%
345 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 1,127.0 $640K 0.04% NEW $567.63 +16.0%
346 FENI FIDELITY COVINGTON TRUST 19,478.0 $638K 0.04% NEW $32.78 +20.4%
347 IEV ISHARES TR 10,088.0 $623K 0.04% NEW $61.71 +15.9%
348 TLT ISHARES TR 7,073.0 $616K 0.04% NEW $87.03 -4.0%
349 VBK VANGUARD INDEX FDS 2,170.0 $608K 0.04% NEW $280.02 +19.5%
350 TTEK TETRA TECH INC NEW Industrials 16,477.0 $605K 0.04% NEW $36.74 -28.7%
351 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 3,254.0 $601K 0.04% NEW $184.69 -16.4%
352 ISHARES TR 25,780.0 $599K 0.04% NEW $23.23
353 PTY PIMCO CORPORATE & INCOME OPP Financial Services 42,958.0 $599K 0.04% NEW $13.94 -15.8%
354 WGMI VALKYRIE ETF TRUST II 26,145.0 $595K 0.04% NEW $22.74 +144.3%
355 INTC INTEL CORP Technology 28,805.0 $594K 0.04% NEW $20.63 +427.3%
356 CSX CSX CORP Industrials 17,611.0 $594K 0.04% NEW $33.73 +35.4%
357 COP CONOCOPHILLIPS Energy 6,265.0 $593K 0.03% NEW $94.71 +29.2%
358 ET ENERGY TRANSFER L P Energy 32,548.0 $587K 0.03% NEW $18.05 +11.7%
359 BINC BLACKROCK ETF TRUST II 11,132.0 $587K 0.03% NEW $52.74 -1.4%
360 TJX TJX COS INC NEW Consumer Cyclical 4,706.0 $585K 0.03% NEW $124.39 +18.5%
Page 18 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%