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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 17 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 DFSE DIMENSIONAL ETF TRUST 19,553.0 $744K 0.04% NEW $38.06 +24.6%
322 PDBC INVESCO ACTVELY MNGD ETC FD 54,153.0 $724K 0.04% NEW $13.37 +40.0%
323 DFIV DIMENSIONAL ETF TRUST 16,715.0 $716K 0.04% NEW $42.83 +29.3%
324 EPD ENTERPRISE PRODS PARTNERS L Energy 23,076.0 $715K 0.04% NEW $30.99 +26.6%
325 GRAL GRAIL INC Healthcare 20,613.0 $705K 0.04% NEW $34.21 +74.4%
326 GAMESTOP CORP NEW 28,398.0 $692K 0.04% NEW $24.38
327 MDYG SPDR SERIES TRUST 7,915.0 $691K 0.04% NEW $87.30 +19.7%
328 KR KROGER CO Consumer Defensive 9,737.0 $688K 0.04% NEW $70.70 -6.6%
329 DUK DUKE ENERGY CORP NEW Utilities 5,668.0 $687K 0.04% NEW $121.28 -0.3%
330 PANW PALO ALTO NETWORKS INC Technology 3,865.0 $679K 0.04% NEW $175.74 +38.2%
331 ZTS ZOETIS INC Healthcare 4,615.0 $675K 0.04% NEW $146.31 -49.3%
332 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 4,317.0 $675K 0.04% NEW $156.33 +408.9%
333 WFC WELLS FARGO CO NEW Financial Services 8,294.0 $668K 0.04% NEW $80.58 -8.9%
334 IHI ISHARES TR 11,152.0 $666K 0.04% NEW $59.69 -16.6%
335 AVDV AMERICAN CENTY ETF TR 8,374.0 $664K 0.04% NEW $79.29 +36.6%
336 FISV FISERV INC Technology 4,458.0 $660K 0.04% NEW $148.05 -62.6%
337 EWZ ISHARES INC 24,732.0 $657K 0.04% NEW $26.56 +38.3%
338 IYR ISHARES TR 6,912.0 $655K 0.04% NEW $94.78 +6.5%
339 ACWX ISHARES TR 10,658.0 $647K 0.04% NEW $60.72 +22.0%
340 U UNITY SOFTWARE INC Technology 26,721.0 $647K 0.04% NEW $24.22 +12.1%
Page 17 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%